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2012 年第三季度报告

一、重要提示
本公司董事会、监事会及董事、监事、高级管理人员保证本报告所载资料不存在任何虚假记载、误导 性陈述或者重大遗漏,并对其内容的真实性、准确性和完整性负个别及连带责任。 所有董事均已出席了审议本次季报的董事会会议。 公司负责人曹克坚、主管会计工作负责人张定坤及会计机构负责人(会计主管人员) 张定坤声明:保证 季度报告中财务报告的真实、完整。

二、公司基本情况
(一)主要会计数据及财务指标
以前报告期财务报表是否发生了追溯调整 □ 是 √ 否 □ 不适用 2012.9.30 总资产(元) 归属于上市公司股东的所有者权 益(元) 股本(股) 归属于上市公司股东的每股净资 产(元/股) 3,441,933,448.49 2,941,714,576.94 286,000,000.00 10.29 2012 年 1-9 月 经营活动产生的现金流量净额 (元) 每股经营活动产生的现金流量净 额(元/股) 2012 年 7-9 月 营业总收入(元) 归属于上市公司股东的净利润 (元) 基本每股收益(元/股) 稀释每股收益(元/股) 加权平均净资产收益率(%) 扣除非经常性损益后的加权平均 净资产收益率(%) 扣除非经常性损益项目和金额 √ 适用 □ 不适用 项目 非流动资产处置损益 年初至报告期期末 金额(元) 1,236.70 说明 361,698,784.23 64,857,491.24 0.23 0.23 2.23% 2.11% 118,593,264.54 0.41 比上年同期增减 (%) -24.8% -1.41% 0% 0% -2.84% -2.96% 2012 年 1-9 月 1,306,245,918.68 243,401,711.36 0.85 0.85 8.31% 8.16% 2011.12.31 3,324,053,664.89 2,841,458,128.03 143,000,000.00 19.87 比上年同期增减(%) -31.26% -46.64% 比上年同期增减 (%) -17.68% 12.74% -12.37% -12.37% -20.73% -20.87% 本报告期末比上年度期末增减(%) 3.55% 3.53% 100% -48.21%

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越权审批或无正式批准文件的税收返还、减免 计入当期损益的政府补助(与企业业务密切相关,按 照国家统一标准定额或定量享受的政府补助除外) 计入当期损益的对非金融企业收取的资金占用费 企业取得子公司、联营企业及合营企业的投资成本小 于取得投资时应享有被投资单位可辨认净资产公允价 值产生的收益 非货币性资产交换损益 委托他人投资或管理资产的损益 因不可抗力因素,如遭受自然灾害而计提的各项资产 减值准备 债务重组损益 企业重组费用,如安置职工的支出、整合费用等 交易价格显失公允的交易产生的超过公允价值部分的 损益 同一控制下企业合并产生的子公司期初至合并日的当 期净损益 与公司正常经营业务无关的或有事项产生的损益 除同公司正常经营业务相关的有效套期保值业务外, 持有交易性金融资产、交易性金融负债产生的公允价 值变动损益,以及处置交易性金融资产、交易性金融 负债和可供出售金融资产取得的投资收益 单独进行减值测试的应收款项减值准备转回 对外委托贷款取得的损益 采用公允价值模式进行后续计量的投资性房地产公允 价值变动产生的损益 根据税收、会计等法律、法规的要求对当期损益进行 一次性调整对当期损益的影响 受托经营取得的托管费收入 除上述各项之外的其他营业外收入和支出 其他符合非经常性损益定义的损益项目 少数股东权益影响额 所得税影响额 合计 -116,920.11 -1,146,305.87 188,141.78 64,777.06 5,672,432.37

4,663,361.93

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公司对 “其他符合非经常性损益定义的损益项目” 以及根据自身正常经营业务的性质和特点将非经常性损益项目界定为经常 性损益的项目的说明 项目 涉及金额(元) 说明

(二)报告期末股东总数及前十名股东持股情况表
报告期末股东总数(户) 前十名无限售条件流通股股东持股情况 股东名称 期末持有无限售条件股份的 数量 股份种类及数量 种类 数量 4,899

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中国建设银行-工银瑞信稳 健成长股票型证券投资基金 中国建设银行-华商盛世成 长股票型证券投资基金 中国农业银行-交银施罗德 先锋股票证券投资基金 曾启刚 中国民生银行-华商策略精 选灵活配置混合型证券投资 基金 招商银行股份有限公司-光 大保德信优势配置股票型证 券投资基金 全国社保基金四一三组合 陈杭生 国泰君安证券-建行-国泰 君安君得鑫股票集合资产管 理计划 中国建设银行-华宝兴业新 兴产业股票型证券投资基金 股东情况的说明

7,210,987

人民币普通股

7,210,987

3,952,361 3,228,704 3,089,400 2,957,265

人民币普通股 人民币普通股 人民币普通股 人民币普通股

3,952,361 3,228,704 3,089,400 2,957,265

2,940,694 2,637,360 2,400,000 2,303,038

人民币普通股 人民币普通股 人民币普通股 人民币普通股

2,940,694 2,637,360 2,400,000 2,303,038

2,004,130

人民币普通股

2,004,130

(三)限售股份变动情况
本期解除限售 股数 0 0 0 4,089,400 4,084,200 2,400,000 1,300,000 0 2,000,000 1,218,900 1,200,000 1,069,600 0 0 本期增加限售 股数 0 0 0 0 0 0 0 0 0 0 0 0 0 0

股东名称 开山控股集团 股份有限公司 曹克坚 金石投资有限 公司 曾启刚 姜俊义 陈杭生 江晓华 朱建国 浙江博鸿投资 顾问有限公司 俞雄建 钱永春 叶德炎 汤成均 崔 峰

期初限售股数 160,000,000 18,600,000 10,000,000 4,089,400 4,084,200 2,400,000 2,300,000 2,240,000 2,000,000 1,218,900 1,200,000 1,069,600 1,000,000 472,000

期末限售股数 160,000,000 18,600,000 10,000,000 0 0 0 1,000,000 2,240,000 0 0 0 0 1,000,000 472,000

限售原因 首发承诺 首发承诺 首发承诺

解除限售日期 2014 年 8 月 19 日 2014 年 8 月 19 日 2012 年 12 月 23 日

首发承诺 首发承诺

2013 年 8 月 19 日 2013 年 6 月 21 日

首发承诺 首发承诺

2014 年 8 月 19 日 2013 年 5 月 30 日

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杨建军 刘文杰 李达居 刘庆华 全国社会保障 基理事会转持 三户 胡奕忠 刘金龙 邵火车 严丽霞 彭丽娟 黄敖齐 周 合计 祥

441,400 400,000 320,000 300,000 300,000 274,300 260,000 260,000 230,400 210,000 199,800 130,000 214,000,000

441,400 400,000 320,000 300,000 300,000 274,300 260,000 260,000 230,400 210,000 199,800 130,000 20,688,000

0 0 0 0 0 0 0 0 0 0 0 0 0

0 0 0 0 0 0 0 0 0 0 0 0 193,312,000 ---

三、管理层讨论与分析
(一)公司主要会计报表项目、财务指标大幅度变动的情况及原因
√ 适用 □ 不适用 1、应收票据上升76.55%,系本期相应票据结算增加所致。 2、应收账款上升35.73%,系报告期期末应收账款增加所致。 3、应收利息上升222.46%,系本期存单尚未到期结息所致。 4、其他应收款下降68.78%,系本期收回借款所致。 5、在建工程上升170.42%,系工程项目尚未完工结转所致。 6、应交税费上升99.31%,系本期末应交增值税、企业所得税增长所致。 7、财务费用下降1086.02%,系募集资金存款利息增加所致。 8、投资收益上升2626.26%,系开山银轮净利润增加所致。 9、营业外收入上升1923.31%,系本期政府补贴增加所致。 10、少数股东损益下降69.56%,系本期内少数股东持股比例下降所致。 11、经营活动产生的现金流量净额下降31.26%,系销售商品收到的现金减少、支付工资税费增加所致。 12、投资活动产生的现金流量净额下降31.43%,主要系利息收入增加所致。 13、筹资活动产生的现金流量净额下降105.30%,主要系上年同期收到募集资金所致。

(二)业务回顾和展望
1、报告期内总体经营情况 报告期内,受国内需求持续低迷、经济增速持续放缓的影响,2012年1-9月公司实现销售收入1306245918.68元,同比下 降17.68%,归属母公司股东净利润243401711.36元,同比增长12.74%;2012年7-9月公司实现销售收入361698784.23元,同 比下降24.8%,归属母公司股东净利润64857491.24元,同比下降1.4%。 2、未来展望 公司未来将进一步加大研发投入力度,继续巩固并发挥产品能效水平行业领先的优势;公司将加快推出高技术含量、 高 附加值新产品的步伐,加快新产品产业化、商业化的步伐,创新营销模式,进一步提高生产效率和运营效率,在稳步提高传

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统空压机产品销售收入和市场占有率的同时,加大新产品系列的营销力度,为公司增添新的业绩和盈利增长点。公司将稳步 推进海外市场的开拓,加快海外市场的营销渠道建设。 公司将进一步加强团队建设,完善组织架构和内控制度,提升管理水平。公司将积极研究和规划超募资金的使用,充分 发挥募投项目的作用,进一步提高公司的综合竞争能力。

四、重要事项
(一)公司或持股 5% 5%以上股东及作为股东的董事、监事、高级管理人员在报告期内或持续到报告期内的 承诺事项
√ 适用 □ 不适用 承诺事项 股改承诺 收购报告书或权益变动报告书中所作 承诺 资产置换时所作承诺 本次发行前 股东对所持 股份自愿锁 定的承诺: 公司控股股 东开山控股 集团股份有 限公司、实际 控制人曹克 坚及从曹克 坚受让股份 的汤成均承 诺:自公司股 票上市之日 起三十六个 月内,不转让 或者委托他 人管理其已 直接或间接 持有的公司 公开发行股 票前已发行 的股份,也不 由公司回购 其直接或间 接持有的公 司公开发行 前已发行的 股份。公司其 他股东承诺: 自股票上市 之日起十二 个月内,不转 让其直接或 间接持有的 公司公开发 行股票前已 发行的股份。 作为公司董 事、监事、高 承诺人 承诺内容 承诺时间 承诺期限 履行情况

发行时所作承诺

公司控股股 东开山控股 集团股份有 限公司、曹克 坚等

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级管理人员 的曹克坚、崔 峰、江晓华、 朱建国、胡奕 忠、杨建军承 诺:除前述锁 定期外,在任 职期间每年 转让的股份 不超过其直 接或间接所 持有本公司 股份总数的 百分之二十 五;离职后半 年内,不转让 其直接或间 接所持有的 本公司股份。 作为董事、高 级管理人员 汤炎之关联 人的汤成均 承诺:除前述 锁定期外,在 汤炎任职期 间,汤成均每 年转让的股 份不超过其 直接或间接 所持有本公 司股份总数 的百分之二 十五;汤炎离 职后半年内, 汤成均不转 让其直接或 间接所持有 的本公司股 份。同时,金 石投资有限 公司承诺:自 完成增资工 商变更之日 起,三十六个 月内不转让 其直接或间 接所持股份。 江晓华、朱建 国、金石投资 有限公司承 诺:自公司股 票上市之日 起二十四个 月内,转让首 次公开发行 股票申请前 六个月内新 增股份不超

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过该新增股 份总额的百 分之五十。根 据《境内证券 市场转持部 分国有股充 实全国社会 保障基金实 施办法》的有 关规定,公司 股票首次公 开发行并上 市后,浙江四 方集团公司 转由全国社 会保障基金 理事会持有 的本公司国 有股,全国社 会保障基金 理事会将承 继原股东的 禁售期义务。 曹克坚于 2010 年 2 月 1 日出具承诺: “自承诺函 签署日起五 年内,对所持 开山控股的 股份,不进行 任何形式的 划转、转让或 授权经营,不 委托他人管 理上述股份, 也不由开山 控股回购上 述股份” 针 。 对凿岩机厂 基金会的解 散,发行人控 股股东开山 控股承诺: “职工基金 协会的解散 已履行了会 员大会的批 准程序,符合 其章程的规 定,职工基金 协会解散后 的财产分配 未损害会员 的合法权利。 若原职工基 金协会会员 对职工基金 协会的解散

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及财产分配 方案提出异 议,或被追究 侵权责任的, 或存在纠纷 或潜在的纠 纷的,本公司 自愿承担所 有的法律责 任。 ”发行人 实际控制人 曹克坚先生 承诺: “本人 受让职工基 金协会会员 的出资份额 基于双方真 实意思的表 示,且本人已 全额支付了 收购款项;职 工基金协会 解散已履行 了会员大会 的批准程序, 符合其章程 的规定,职工 基金协会解 散后的财产 分配未损害 会员的合法 权利。若原职 工基金协会 会员因与本 人就基金协 会出资份额 收购事宜提 出异议的,或 被追究违约 责任的,或存 在纠纷或潜 在的纠纷的, 本人自愿承 担所有的法 律责任。 ” 控股股东开 山控股出具 相关承诺,若 发行人及控 股子公司因 应缴而未缴、 未足额缴纳 社保及住房 公积金而被 相关主管部 门要求补缴, 或公司因未 缴而受到处 罚或损失,开

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山控股承诺 在无须公司 支付对价的 情况下承担 补缴支出。 开山铸造承 诺不生产非 压缩机用铸 造产品;开山 精密承诺不 生产压缩机 用铸件产品。 关于避免同 业竞争的承 诺。公司控股 股东开山控 股、实际控制 人曹克坚分 别于 2010 年 1 月出具《避免 同业竞争的 承诺函》 ,公 司控股股东 开山控股作 出承诺如下: “目前本公 司及本公司 所控制的其 他公司或企 业未从事或 参与与开山 压缩机相同 或相似的业 务。本公司及 本公司所控 制的其他公 司或企业与 开山压缩机 不存在同业 竞争。本公司 及本公司的 附属公司或 附属企业将 不在中国境 内外以任何 方式直接或 间接从事或 参与任何与 开山压缩机 相同、相似或 在商业上构 成任何竞争 的业务及活 动,或拥有与 开山压缩机 存在竞争关 系的任何经 济实体、机 构、经济组织

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的权益,或以 其他任何形 式取得该经 济实体、机 构、经济组织 的控制权。本 公司愿意承 担因违反上 述承诺而给 开山压缩机 造成的全部 经济损失。公 司实际控制 人曹克坚承 诺如下: “目 前本人及本 人所控制的 其他公司及 企业未从事 或参与与开 山压缩机相 同或相似的 业务。本人及 本人所控制 的其他公司 及企业与开 山压缩机不 存在同业竞 争。本人及本 人控制的公 司或企业将 不在中国境 内外以任何 方式直接或 间接从事或 参与任何与 开山压缩机 相同、相似或 在商业上构 成任何竞争 的业务及活 动,或拥有与 开山压缩机 存在竞争关 系的任何经 济实体、机 构、经济组织 的权益,或以 其他任何形 式取得该经 济实体、机 构、经济组织 的控制权,或 在该经济实 体、机构、经 济组织中担 任高级管理 人员或核心 技术人员。本

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人愿意承担 因违反上述 承诺而给开 山压缩机造 成的全部经 济损失” 。 发行人控股 股东与实际 控制人于 2010 年 6 月分 别出具相关 承诺,承诺今 后不会占用 股份公司资 金。 关于避 免关联交易 的承诺。公司 控股股东开 山控股集团 股份有限公 司、实际控制 人曹克坚就 关联交易问 题,向公司承 诺如下:严格 按照《公司 法》等法律法 规以及股份 公司《公司章 程》等有关规 定行使股东 权利;在股东 大会对有关 涉及本人事 项的关联交 易进行表决 时,履行回避 表决的义务; 杜绝一切非 法占用股份 公司的资金、 资产的行为; 在任何情况 下,不要求股 份公司向本 人提供任何 形式的担保; 在双方的关 联交易上,严 格遵循市场 原则,尽量避 免不必要的 关联交易发 生;对于无法 避免或者有 合理原因而 发生的关联 交易,将遵循 市场公正、公

11



























2012



















平、公开的原 则,并依法签 订协议,履行 合法程序,按 照股份公司 《公司章 程》 、有关法 律法规和《深 圳证券交易 所创业板股 票上市规则》 等有关规定 履行信息披 露义务和办 理有关审议 程序,保证不 通过关联交 易损害股份 公司及其他 股东的合法 权益。公司副 总经理胡奕 忠承诺, 对所有持有 的股票在 6 个 月内不卖出。 其他对公司中小股东所作承诺 承诺是否及时履行 未完成履行的具体原因及下一步计划 是否就导致的同业竞争和关联交易问 题作出承诺 承诺的解决期限 解决方式 承诺的履行情况 信守承诺 √ 是 □ 否 □ 不适用 √ 是 □ 否 □ 不适用

(二)募集资金使用情况对照表
√ 适用 □ 不适用 单位:万元 募集资金总额 214,275.85 说明: 公司应以股东大会审 议通过变更募集资金投向 议案的日期作为变更时点 本季度投入募集资金总额 1,004.1

报告期内变更用途的募集资金总额

累计变更用途的募集资金总额 累计变更用途的募集资金总额比例 是否已 变更项 目(含 部分变 更) 募集资 金承诺 投资总 额 截至期 末累计 投入金 额(2)

已累计投入募集资金总额 截至期 末投资 进度 (%)(3) = (2)/(1) 项目达 到预定 可使用 状态日 期

91,489.88 项目可 行性是 否发生 重大变 化

承诺投资项目和超 募资金投向

调整后 投资总 额(1)

本报告 期投入 金额

本报告 期实现 的效益

是否达 到预计 效益

承诺投资项目

12



























2012



















开山凯文螺杆配套 项目 维尔泰克螺杆配套 项目 开山压缩机整机项 目 维尔泰克系统整机 项目 承诺投资项目小计 超募资金投向 归还银行贷款(如 有) 补充流动资金(如 有) 超募资金投向小计 合计



31,200

31,200

3,178.3 8 3,697.0 6

19,242. 67 17,550. 45 1,942.4 3 2,554.3 3 41,289. 88

61.68%

2012 年 12 月 31 日 2013 年 12 月 31 日 2012 年 12 月 31 日 2013 年 12 月 31 日 -

0

不适用





21,600

21,600

81.25%

0

不适用





10,858

10,858

851.43

17.89%

0

不适用





4,200

4,200

300.01 8,026.8 8

60.82%

0

不适用



-

67,858

67,858

-

0

-

-

-

23,200 27,000 50,200 118,05 8

23,200 27,000 50,200 118,05 8

0 22,000 22,000 30,026. 88

23,200 27,000 50,200 91,489. 88 -

100% 100%

-

-

-

-

未达到计划进度或 预计收益的情况和 不适用 原因(分具体项目) 项目可行性发生重 大变化的情况说明 不适用 √ 适用 □ 不适用 公司上市募集超募资金总额 146,417.85 万元,公司第一届董事会第十七次会议审议通过了《关 于使用部分超募资金提前偿还银行贷款、永久补充流动资金暨超募资金使用计划的议案》《关于 、 使用闲置募集资金暂时补充流动资金的议案》(一)公司计划使用超募资金中的 23,200 万元偿 。 还银行贷款,其中:偿还中信银行杭州分行贷款 16,700 万元、中国工商银行股份有限公司衢州分 行贷款 6,500 万元; (二)永久补充流动资金 5,000 万元。公司正在围绕发展战略,积极开展项目 调研和论证,争取尽快制定剩余超募资金的使用计划。公司第二届董事会第二次会议审议通过了 《关于使用部分超募资金永久补充流动资金的议案》 。公司拟使用超募资金中 220,000,000 元用于 永久补充公司日常经营所需的流动资金,占剩余超募资金的 18.6%。为提高公司超募资金的使用 效率,同意公司 使用部分超募资金永久补充流动资金。本次永久补充流动资金计划没有与募集 资金投资项目相抵触,不存在损害股东利益的情况。 □ 适用 √ 不适用 募集资金投资项目 实施地点变更情况 □ 报告期内发生 □ 以前年度发生 □ 适用 √ 不适用 募集资金投资项目 实施方式调整情况 □ 报告期内发生 □ 以前年度发生 √ 适用 □ 不适用 募集资金投资项目 先期投入及置换情 况 截至 2011 年 9 月 14 日,公司以自筹资金预先投入募集资金投资项目的实际投资额为 29574.21 万元。公司 2011 年第一届董事会第十九次会议审议通过了《关于用募集资金置换预先已投入募 集资金投资项目的自筹资金的议案》 ,同意使用募集资金 29574.21 万元置换预先已投入募集资金 投资项目的自筹资金的事项。监事会、独立董事和保荐人均对该事项发表了同意意见,履行了必 要的程序,并经天健会计师事务所天健审字[2011]4917 号审计。

超募资金的金额、 用 途及使用进展情况

13



























2012



















用闲置募集资金暂 时补充流动资金情 况 项目实施出现募集 资金结余的金额及 原因 尚未使用的募集资 金用途及去向 募集资金使用及披 露中存在的问题或 其他情况

□ 适用 √ 不适用

□ 适用 √ 不适用

公司将根据发展规划及实际生产经营需求,积极开展项目调研和论证,争取尽快制定超募资金的 使用计划。尚未使用的募集资金均存放于公司募集资金专项账户中。 公司严格按照《公司法》《证券法》《深圳证券交易所创业板股票上市规则》《深圳证券交易所 、 、 、 创业 板上市公司规范运作指引》及相关法律法规的规定和要求、 《募集资金使用管理办法》等规 定使用募集 资金,并及时、真实、准确、完整履行相关信息披露工作,不存在违规使用募集资 金的情形。

(三)非标意见情况
□ 适用 √ 不适用

(四)其他重大事项进展情况
□ 适用 √ 不适用

(五)公司现金分红政策的制定及执行情况
无。

(六)预测年初至下一报告期期末的累计净利润可能为亏损、实现扭亏为盈或者与上年同期相比发生大幅 度变动的警示及原因说明
□ 适用 √ 不适用

(七)向控股股东或其关联方提供资金、违反规定程序对外提供担保的情况
□ 适用 √ 不适用

(八)证券投资情况
□ 适用 √ 不适用

(九)衍生品投资情况
□ 适用 √ 不适用

1、报告期末衍生品投资的持仓情况
□ 适用 √ 不适用

(十)按深交所相关备忘录规定应披露的报告期日常经营重大合同的情况
□ 适用 √ 不适用

14



























2012



















(十一)发行公司债券情况
是否发行公司债券 □ 是 √ 否

五、附录
(一)财务报表
是否需要合并报表: √ 是 □ 否 □ 不适用 如无特殊说明,财务报告中的财务报表的单位为:人民币元

1、合并资产负债表
编制单位: 浙江开山压缩机股份有限公司 单位: 元 项目 流动资产: 货币资金 结算备付金 拆出资金 交易性金融资产 应收票据 应收账款 预付款项 应收保费 应收分保账款 应收分保合同准备金 应收利息 应收股利 其他应收款 买入返售金融资产 存货 一年内到期的非流动资产 其他流动资产 流动资产合计 非流动资产: 发放委托贷款及垫款 可供出售金融资产 持有至到期投资 长期应收款 长期股权投资 投资性房地产 固定资产 677,454,123.87 595,942,827.50 17,278,611.96 15,077,965.36 2,576,983,957.59 2,609,693,421.12 390,999,779.95 404,465,341.38 730,344.82 2,339,692.06 5,500,612.39 1,705,845.69 62,593,911.39 280,128,806.74 47,340,495.34 35,454,801.03 206,387,486.57 57,093,754.09 1,789,690,006.96 1,902,246,500.30 期末余额 期初余额

15



























2012



















在建工程 工程物资 固定资产清理 生产性生物资产 油气资产 无形资产 开发支出 商誉 长期待摊费用 递延所得税资产 其他非流动资产 非流动资产合计 资产总计 流动负债: 短期借款 向中央银行借款 吸收存款及同业存放 拆入资金 交易性金融负债 应付票据 应付账款 预收款项 卖出回购金融资产款 应付手续费及佣金 应付职工薪酬 应交税费 应付利息 应付股利 其他应付款 应付分保账款 保险合同准备金 代理买卖证券款 代理承销证券款 一年内到期的非流动负债 其他流动负债 流动负债合计 非流动负债: 长期借款 应付债券 长期应付款 专项应付款 预计负债 递延所得税负债

73,706,946.03

27,256,917.83

82,730,182.01

66,557,506.32

2,253,968.04 11,525,658.99 9,525,026.76

864,949,490.90 3,441,933,448.49

714,360,243.77 3,324,053,664.89

354,198,439.60 51,573,382.66

389,274,681.80 51,528,903.46

239,234.03 17,063,260.76

996,416.88 8,560,994.72

40,000,000.00 6,946,087.21 6,552,947.23

470,020,404.26

456,913,944.09

16



























2012



















其他非流动负债 非流动负债合计 负债合计 所有者权益(或股东权益) : 实收资本(或股本) 资本公积 减:库存股 专项储备 盈余公积 一般风险准备 未分配利润 外币报表折算差额 归属于母公司所有者权益合计 少数股东权益 所有者权益(或股东权益)合计 负债和所有者权益 (或股东权益) 总计 法定代表人:曹克坚 540,701,734.29 -1,643,624.17 2,941,714,576.94 30,198,467.29 2,971,913,044.23 3,441,933,448.49 主管会计工作负责人:张定坤 440,300,022.93 -1,498,361.72 2,841,458,128.03 25,681,592.77 2,867,139,720.80 3,324,053,664.89 会计机构负责人:张定坤 33,526,917.20 33,526,917.20 286,000,000.00 2,083,129,549.62 143,000,000.00 2,226,129,549.62 0.00 470,020,404.26 0.00 456,913,944.09

2、母公司资产负债表
编制单位: 浙江开山压缩机股份有限公司 单位: 元 项目 流动资产: 货币资金 交易性金融资产 应收票据 应收账款 预付款项 应收利息 应收股利 其他应收款 存货 一年内到期的非流动资产 其他流动资产 流动资产合计 非流动资产: 可供出售金融资产 持有至到期投资 长期应收款 长期股权投资 投资性房地产 固定资产 81,375,196.37 80,546,722.42 940,434,127.67 828,190,126.07 1,912,695,279.84 1,925,521,286.10 83,525.89 122,228,851.36 109,777.92 164,613,174.90 44,136,652.35 224,015,978.35 36,342,079.41 4,725,729.74 25,018,287.09 167,899,609.35 21,575,246.38 1,461,388.90 1,481,162,462.74 1,544,843,801.56 期末余额 期初余额

17



























2012



















在建工程 工程物资 固定资产清理 生产性生物资产 油气资产 无形资产 开发支出 商誉 长期待摊费用 递延所得税资产 其他非流动资产 非流动资产合计 资产总计 流动负债: 短期借款 交易性金融负债 应付票据 应付账款 预收款项 应付职工薪酬 应交税费 应付利息 应付股利 其他应付款 一年内到期的非流动负债 其他流动负债 流动负债合计 非流动负债: 长期借款 应付债券 长期应付款 专项应付款 预计负债 递延所得税负债 其他非流动负债 非流动负债合计 负债合计 所有者权益(或股东权益) : 实收资本(或股本) 资本公积 减:库存股 专项储备 盈余公积 33,526,917.20 286,000,000.00 2,076,052,732.66 0.00 449,483,536.81 449,483,536.81 40,000,000.00 462,957.10 339,741,520.89 57,437,409.24 68,707.69 11,772,941.89 1,056,556,612.38 2,969,251,892.22 3,264,708.13 31,482,580.21

990,000.00

33,159,491.37

2,313,318.33

945,199,658.19 2,870,720,944.29

250,393,448.44 42,616,489.93 996,416.88 5,781,214.56

361,469.81

300,149,039.62

0.00 300,149,039.62

143,000,000.00 2,219,052,732.66

33,526,917.20

18



























2012



















一般风险准备 未分配利润 外币报表折算差额 所有者权益(或股东权益)合计 负债和所有者权益 (或股东权益) 总计 法定代表人:曹克坚 2,519,768,355.41 2,969,251,892.22 主管会计工作负责人:张定坤 2,570,571,904.67 2,870,720,944.29 会计机构负责人:张定坤 124,188,705.55 174,992,254.81

3、合并本报告期利润表
编制单位: 浙江开山压缩机股份有限公司 单位: 元 项目 一、营业总收入 其中:营业收入 利息收入 已赚保费 手续费及佣金收入 二、营业总成本 其中:营业成本 利息支出 手续费及佣金支出 退保金 赔付支出净额 提取保险合同准备金净额 保单红利支出 分保费用 营业税金及附加 销售费用 管理费用 财务费用 资产减值损失 加 :公允价值变动收益(损失 以“-”号填列) 投资收益(损失以“-” 号 填列) 其中: 对联营企业和合营企 业的投资收益 汇兑收益(损失以“-”号 填列) 三、营业利润(亏损以“-”号填列) 加 :营业外收入 减 :营业外支出 其中: 非流动资产处置损失 四、利润总额(亏损总额以“-”号填 82,065,661.97 84,183,910.55 78,096,368.49 4,373,841.00 404,547.52 84,672,627.88 25,227.67 513,945.00 865,207.39 865,207.39 148,136.56 148,136.56 1,970,027.30 9,634,627.37 19,010,774.78 -13,088,220.17 404,656.01 1,477,639.77 12,314,738.89 19,688,364.89 -3,192,645.32 2,805,348.72 282,266,976.53 266,535,757.84 396,459,986.48 363,366,539.53 本期金额 361,698,784.23 361,698,784.23 上期金额 480,984,477.80 480,984,477.80

19



























2012



















列) 减:所得税费用 五、净利润(净亏损以“-”号填列) 其中: 被合并方在合并前实现的净 利润 归属于母公司所有者的净利润 少数股东损益 六、每股收益: (一)基本每股收益 (二)稀释每股收益 七、其他综合收益 八、综合收益总额 归属于母公司所有者的综合收益 总额 归属于少数股东的综合收益总额 -0.23 0.23 -2,497,528.90 63,858,424.94 62,359,962.34 1,498,462.60 64,857,491.24 1,498,462.60 -0.23 0.23 -616,762.58 68,782,284.05 65,170,101.99 3,612,182.06 65,786,864.57 3,612,182.06 15,709,708.13 66,355,953.84 14,784,863.92 69,399,046.63

本期发生同一控制下企业合并的,被合并方在合并前实现的净利润为:元。 法定代表人:曹克坚 主管会计工作负责人:张定坤 会计机构负责人:张定坤

4、母公司本报告期利润表
编制单位: 浙江开山压缩机股份有限公司 单位: 元 项目 一、营业收入 减:营业成本 营业税金及附加 销售费用 管理费用 财务费用 资产减值损失 加:公允价值变动收益(损失以 “-”号填列) 投资收益(损失以“-”号填 列) 其中: 对联营企业和合营企业 的投资收益 二、营业利润(亏损以“-”号填列) 加:营业外收入 减:营业外支出 其中:非流动资产处置损失 三、利润总额(亏损总额以“-”号填 列) 减:所得税费用 四、净利润(净亏损以“-”号填列) 33,166,582.50 8,078,742.65 25,087,839.85 111,103,509.40 4,478,324.77 106,625,184.63 865,207.39 865,207.39 32,445,459.77 1,000,084.00 278,961.27 92,898,136.56 148,136.56 111,475,753.04 20,209.28 392,452.92 本期金额 273,134,950.45 239,805,223.21 785,587.13 6,912,761.19 4,620,636.35 -11,334,418.33 764,908.52 上期金额 388,274,722.51 356,654,066.54 682,722.98 9,716,289.75 3,431,186.74 -2,794,445.81 2,007,285.83

20



























2012



















五、每股收益: (一)基本每股收益 (二)稀释每股收益 六、其他综合收益 七、综合收益总额 法定代表人:曹克坚

--

--

25,087,839.85 主管会计工作负责人:张定坤

106,625,184.63 会计机构负责人:张定坤

5、合并年初到报告期末利润表
编制单位: 浙江开山压缩机股份有限公司 单位: 元 项目 一、营业总收入 其中:营业收入 利息收入 已赚保费 手续费及佣金收入 二、营业总成本 其中:营业成本 利息支出 手续费及佣金支出 退保金 赔付支出净额 提取保险合同准备金净额 保单红利支出 分保费用 营业税金及附加 销售费用 管理费用 财务费用 资产减值损失 加 :公允价值变动收益(损失 以“-”号填列) 投资收益(损失以“-” 号 填列) 其中: 对联营企业和合营企 业的投资收益 汇兑收益(损失以“-”号 填列) 三、营业利润(亏损以“-”号填列) 加 :营业外收入 减 :营业外支出 其中: 非流动资产处置损失 四、利润总额(亏损总额以“-”号填 305,853,993.03 301,357,296.17 5,945,481.82 1,448,784.96 280,280,505.57 293,849.94 1,867,584.40 53,277.87 278,706,771.11 2,200,646.60 2,200,646.60 80,720.26 80,720.26 6,172,395.59 31,782,783.60 63,927,554.05 -42,558,653.48 4,595,179.62 5,078,830.30 37,217,114.50 54,519,371.59 4,316,221.01 5,672,379.32 1,004,888,622.51 943,170,009.73 1,306,629,449.35 1,199,825,532.63 本期金额 1,306,245,918.68 1,306,245,918.68 上期金额 1,586,829,234.66 1,586,829,234.66

21



























2012



















列) 减:所得税费用 五、净利润(净亏损以“-”号填列) 其中: 被合并方在合并前实现的净 利润 归属于母公司所有者的净利润 少数股东损益 六、每股收益: (一)基本每股收益 (二)稀释每股收益 七、其他综合收益 八、综合收益总额 归属于母公司所有者的综合收益 总额 归属于少数股东的综合收益总额 -0.85 0.85 -145,262.45 247,773,323.43 243,256,448.91 4,516,874.52 243,401,711.36 4,516,874.52 -0.97 0.97 -948,673.57 229,787,636.81 214,948,910.44 14,838,726.37 215,897,584.01 14,838,726.37 57,935,407.15 247,918,585.88 47,970,460.73 230,736,310.38

年初到报告期末发生同一控制下企业合并的,被合并方在合并前实现的净利润为:元。 法定代表人:曹克坚 主管会计工作负责人:张定坤 会计机构负责人:张定坤

6、母公司年初到报告期末利润表
编制单位: 浙江开山压缩机股份有限公司 单位: 元 项目 一、营业收入 减:营业成本 营业税金及附加 销售费用 管理费用 财务费用 资产减值损失 加:公允价值变动收益(损失以 “-”号填列) 投资收益(损失以“-”号填 列) 其中: 对联营企业和合营企业 的投资收益 二、营业利润(亏损以“-”号填列) 加:营业外收入 减:营业外支出 其中:非流动资产处置损失 三、利润总额(亏损总额以“-”号填 列) 减:所得税费用 四、净利润(净亏损以“-”号填列) 2,200,646.60 2,200,646.60 119,883,488.76 2,450,629.08 1,072,005.85 35,503.85 121,262,111.99 29,065,661.25 92,196,450.74 96,430,720.26 80,720.26 138,469,068.85 186,640.03 1,346,107.11 1,267.94 137,309,601.77 10,184,885.46 127,124,716.31 本期金额 1,025,527,383.18 897,916,598.05 3,313,560.81 25,133,374.37 14,652,527.68 -36,975,697.44 3,804,177.55 上期金额 1,334,803,821.43 1,236,929,485.56 2,023,538.73 31,410,045.26 13,166,621.41 4,613,971.86 4,621,810.02

22



























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五、每股收益: (一)基本每股收益 (二)稀释每股收益 六、其他综合收益 七、综合收益总额 法定代表人:曹克坚

--

--

92,196,450.74 主管会计工作负责人:张定坤

127,124,716.31 会计机构负责人:张定坤

7、合并年初到报告期末现金流量表
编制单位: 浙江开山压缩机股份有限公司 单位: 元 项目 一、经营活动产生的现金流量: 销售商品、提供劳务收到的现金 客户存款和同业存放款项净增加 额 向中央银行借款净增加额 向其他金融机构拆入资金净增加 额 收到原保险合同保费取得的现金 收到再保险业务现金净额 保户储金及投资款净增加额 处置交易性金融资产净增加额 收取利息、手续费及佣金的现金 拆入资金净增加额 回购业务资金净增加额 收到的税费返还 收到其他与经营活动有关的现金 经营活动现金流入小计 购买商品、接受劳务支付的现金 客户贷款及垫款净增加额 存放中央银行和同业款项净增加 额 支付原保险合同赔付款项的现金 支付利息、手续费及佣金的现金 支付保单红利的现金 支付给职工以及为职工支付的现 金 支付的各项税费 支付其他与经营活动有关的现金 经营活动现金流出小计 经营活动产生的现金流量净额 二、投资活动产生的现金流量: 收回投资收到的现金 89,118,808.59 111,947,896.89 65,912,444.73 1,309,649,834.76 118,593,264.54 83,229,055.98 104,906,896.94 62,226,761.16 1,558,814,312.39 172,526,774.66 1,984,277.96 7,360,385.84 1,428,243,099.30 1,042,670,684.55 3,981,989.74 6,312,303.53 1,731,341,087.05 1,308,451,598.31 1,418,898,435.50 1,721,046,793.78 本期金额 上期金额

23



























2012



















取得投资收益所收到的现金 处置固定资产、 无形资产和其他长 期资产收回的现金净额 处置子公司及其他营业单位收到 的现金净额 收到其他与投资活动有关的现金 投资活动现金流入小计 购建固定资产、 无形资产和其他长 期资产支付的现金 投资支付的现金 质押贷款净增加额 取得子公司及其他营业单位支付 的现金净额 支付其他与投资活动有关的现金 投资活动现金流出小计 投资活动产生的现金流量净额 三、筹资活动产生的现金流量: 吸收投资收到的现金 其中: 子公司吸收少数股东投资收 到的现金 取得借款收到的现金 发行债券收到的现金 收到其他与筹资活动有关的现金 筹资活动现金流入小计 偿还债务支付的现金 分配股利、 利润或偿付利息支付的 现金 其中: 子公司支付给少数股东的股 利、利润 支付其他与筹资活动有关的现金 筹资活动现金流出小计 筹资活动产生的现金流量净额 四、 汇率变动对现金及现金等价物的影 响 五、现金及现金等价物净增加额 加:期初现金及现金等价物余额 六、期末现金及现金等价物余额 法定代表人:曹克坚 103,000,000.00 -103,000,000.00 -85,884.43 -112,556,493.34 1,902,246,500.30 1,789,690,006.96 主管会计工作负责人:张定坤 439,602,613.16 1,945,155,886.84 -1,452,774.59 1,929,473,704.59 94,875,039.53 2,024,348,744.12 会计机构负责人:张定坤 103,000,000.00 0.00 2,384,758,500.00 420,000,000.00 19,602,613.16 9,500,000.00 2,144,758,500.00 2,000,000.00 240,000,000.00 167,746,901.36 -128,063,873.45 189,526,902.06 -186,756,182.32 39,020,828.27 39,683,027.91 144,386,674.55 23,360,226.81 1,120,827.52 2,770,719.74 174,526,902.06 15,000,000.00 662,199.64 1,649,892.22

8、母公司年初到报告期末现金流量表
编制单位: 浙江开山压缩机股份有限公司 单位: 元 项目 一、经营活动产生的现金流量: 本期金额 上期金额

24



























2012



















销售商品、提供劳务收到的现金 收到的税费返还 收到其他与经营活动有关的现金 经营活动现金流入小计 购买商品、接受劳务支付的现金 支付给职工以及为职工支付的现 金 支付的各项税费 支付其他与经营活动有关的现金 经营活动现金流出小计 经营活动产生的现金流量净额 二、投资活动产生的现金流量: 收回投资收到的现金 取得投资收益所收到的现金 处置固定资产、 无形资产和其他长 期资产收回的现金净额 处置子公司及其他营业单位收到 的现金净额 收到其他与投资活动有关的现金 投资活动现金流入小计 购建固定资产、 无形资产和其他长 期资产支付的现金 投资支付的现金 取得子公司及其他营业单位支付 的现金净额 支付其他与投资活动有关的现金 投资活动现金流出小计 投资活动产生的现金流量净额 三、筹资活动产生的现金流量: 吸收投资收到的现金 取得借款收到的现金 发行债券收到的现金 收到其他与筹资活动有关的现金 筹资活动现金流入小计 偿还债务支付的现金 分配股利、 利润或偿付利息支付的 现金 支付其他与筹资活动有关的现金 筹资活动现金流出小计 筹资活动产生的现金流量净额 四、 汇率变动对现金及现金等价物的影 响 五、现金及现金等价物净增加额 加:期初现金及现金等价物余额 六、期末现金及现金等价物余额

1,134,268,680.05

1,454,053,432.78 246,979.89

4,085,145.19 1,138,353,825.24 897,700,180.57 27,337,650.17 52,511,900.66 28,599,438.41 1,006,149,169.81 132,204,655.43

3,890,076.30 1,458,190,488.97 1,297,101,010.94 31,017,322.70 28,222,367.88 32,492,213.47 1,388,832,914.99 69,357,573.98

3,600,000.00 3,120,763.94 2,153,098.25

33,923,878.82 37,044,642.76 19,923,789.94 110,043,355.00

794,734.77 6,547,833.02 21,492,920.51 583,599,915.00

129,967,144.94 -92,922,502.18

605,092,835.51 -598,545,002.49

2,142,758,500.00 240,000,000.00

0.00

2,382,758,500.00 420,000,000.00

103,000,000.00

10,102,613.16

103,000,000.00 -103,000,000.00

430,102,613.16 1,952,655,886.84 -206,891.90

-63,717,846.75 1,544,843,801.56 1,481,162,462.74

1,423,261,566.43 61,362,868.19 1,484,624,434.62

25



























2012



















法定代表人:曹克坚

主管会计工作负责人:张定坤

会计机构负责人:张定坤

(二)审计报告
审计意见 审计报告正文 未经审计

26

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