Free Essay

Information Security Audit

In:

Submitted By 710danielcarol
Words 1075
Pages 5
Information Security Audit
Name
Institution

Information Security Audit When conducting information security audit may people tends to confuse it with information systems audit. Information system audit is a substantial, expansive term that envelops boundary of obligations, equipment an server administration, incidents and problem administration, safety, network division, privacy and security assurance (Pathak, 2004). Then again, as the name suggests, information security audit has a one point plan and that is the security of information and data when it is at the point of being transmitted and stored. Here, information should not be mistaken for just electronic information as print information is similarly critical and its security is secured during the audit process. There is a process that is followed when conducting information security audit. The first step in the information security audit is identifying assets and classifying them. This is the methodology of distinguishing valuable resources and classifying them into groups that are manageable. There are different approaches to assemble this information, including talking with key IT staff, inspecting any past reviews, and exploring stock records. In the wake of distinguishing resources, group them in relation to availability, integrity and confidentiality. Example of resources that need confidentiality that is strict are under study grades, bank records, and health records. Resources that oblige integrity (significance they can't be modified) incorporate payroll and lesson plans. Resources that need to be available anytime they are required are participation frameworks, lesson plans, and online frameworks that give homework overhauls to students. By performing this step, you'll realize what particularly needs security and what kind of protection may be justified. The second step in the security audit process vulnerability and threat evaluation (Pathak, 2004). This is a standout amongst the most paramount steps in the information security review process. When all assets have been grouped, list potential threats to the grouped assets. The National Institute of Standards and Technology characterizes a risk source, as any situation or occasion with the possibility to cause mischief to an IT framework. Next, focus the relating vulnerabilities for every danger source. A helplessness can be activated incidentally for instance, a framework crash that happens because of a surge or a system configuration imperfection or deliberately, for example, an understudy hacking into the system and changing his or her evaluations. It is important to note that it is advisable to seek for professional services from an external information security auditors, in order for him or her to identify potential threats as well as vulnerabilities to an organization’s information security. The third step in the security audit involves evaluating the security control measures put in place by the organization. When resources, vulnerabilities and threats have been recognized, assess potential countermeasures. These ought to be considered as far as whether they counteract, distinguish, or react to assaults and whether they're specialized, strategy, or faculty arranged. The fundamental purpose of this step is to figure out if a single security plan is sufficient for securing information within an organization (Böhr & Müller, 2013). The main objective of this step is to determine whether the security measures put in place by the firm, under review are sufficient to ensure that the data is secure from the various threats as well as vulnerabilities identified in the step two above. The last step in the IS review process involves analyzing the information gathered, making decision and documenting the decision made. This involves dissecting your controls and after that settling on choices about which ones you need to execute. Start with an expense advantage examination. Assessment costs for all recommended defends and dole out a dollar add up to the normal formal for everyone. Notwithstanding the genuine sticker, make certain to consider execution, operations, support, convenience, versatility, and execution costs (Moeller, 2010). In numerous examples, more than one controlled measures will be distinguished to relieve a danger. For every risk or danger, focus on what degree they chose protections will diminish the probability of an event, the harm of such an occurrence, or both. The cost-benefit examination, alongside whatever is left of your review information, ought to be incorporated in a formal report. Notwithstanding furnishing administration with the data they have to choose proper countermeasures, it makes gauge information for the future reviews. It is important to know that COBIT can help in the IS audit process. As in any IT review process, to be viable, COBIT ought to address internal control, compliance, governance issues and risk management. COBIT (Control Objectives for Information and Related Technology) is a benchmarked system, outlined, created and consistently upgraded by the Information System Audit and Control Association (ISACA) for successful IT administration and management (Halpert, 2011). The objective of this system is to 'research, create, advertise and advance a legitimate, progressive, worldwide set off for the most part acknowledged data engineering control targets for normal use by business chiefs, IT, review and confirmation experts.' Fundamentally, COBIT methodology goes for synchronizing business destinations with IT objectives and methods for streamlining the venture goals. The IT inspector ought to take after a Risk-Based Approach (RBA) to IT review, surveying inalienable dangers, control risks and group risks and ordering dangers into moderate, high and high, and assessing the controls to relieve them to an acknowledged level in the association, in light of its hazard hankering. COBIT structure outfits the IT reviewer with element ideas, methods, techniques and structures for move to change administrations, with point by point control driven review agendas and conceivable wellsprings of confirmation social occasion, for giving affirmation in regards to the viability of controls (Halpert, 2011).
The structure assesses if all the progressions are legitimately overseen, changes are logged, evaluated, verified, approved and surveyed, against the focused on subjective and quantitative parameters, measuring the conclusions. While investigating the endeavor documentation, the IT examiner ought to search for confirmation of organization of the best practices for frameworks improvement lifecycle (SDLC) by utilizing the development model. The risk, consistence and administration based approach gives information security, database uprightness, and ceaseless vigilance on data structural planning.

References
Böhr, F., Ly, L., & Müller, G. (2013). Business Process Security Analysis – Design Time, Run Time, Audit Time. It – Information Technology, 55(6).
Halpert, B. (2011). Auditing cloud computing. Hoboken, N.J.: John Wiley & Sons.
Moeller, R. (2010). IT audit, control, and security. Hoboken, N.J.: Wiley.
Pathak, J. (2004). Internal Audit and Corporate Governance: A Program for Information Security Review Audit. EDPACS, 31(7), 1-13.

Similar Documents

Free Essay

Denial of Service

...implemented to the school to prevent the recent DDoS attack the school experienced. These guidelines are by no means any requirement, however each will grant an additional layer of security for the current networks and services in production. Implement Policies and procedures An Acceptable Use Policy is a policy that defines what type of actions are allowed to be performed on the systems and network to which the policy applies. For the school, an Acceptable Use Policy may state that users of the computers and network must be performing functions related to the school such as homework, administration, research, etc. In addition to defining what is allowed, the Acceptable Use Policy should also specify what actions will be taken when a user or individual violates the policy. The acceptable use policy should be made accessible to every user. One method to do this would be to display the policy when a user logs in or direct them to where they can read the document. (Glenn, 2003.) Develop Incident Response Procedures The incident response procedures should identify the following: ← Define who the respondents are and what each individual's responsibility is ← Specify what data is to be collected and what actions are expected ◦ This would include gathering information on the attacker and a clearly defined resolution path for the team to return systems to a pre-attack state ← Details to when the team should respond ◦ Different systems...

Words: 699 - Pages: 3

Premium Essay

It-255

...IT255 Introduction to Information Systems Security Unit 5 Importance of Testing, Auditing, and Monitoring © ITT Educational Services, Inc. All rights reserved. Learning Objective Explain the importance of security audits, testing, and monitoring to effective security policy. IT255 Introduction to Information Systems Security © ITT Educational Services, Inc. All rights reserved. Page 2 Key Concepts  Role of an audit in effective security baselining and gap analysis  Importance of monitoring systems throughout the IT infrastructure  Penetration testing and ethical hacking to help mitigate gaps  Security logs for normal and abnormal traffic patterns and digital signatures  Security countermeasures through auditing, testing, and monitoring test results IT255 Introduction to Information Systems Security © ITT Educational Services, Inc. All rights reserved. Page 3 EXPLORE: CONCEPTS IT255 Introduction to Information Systems Security © ITT Educational Services, Inc. All rights reserved. Page 4 Purpose of an IT Security Assessment Check effectiveness of security measures. Verify access controls. Validate established mechanisms. IT255 Introduction to Information Systems Security © ITT Educational Services, Inc. All rights reserved. Page 5 IT Security Audit Terminology  Verification  Validation  Testing  Evaluation IT255 Introduction to Information Systems Security © ITT Educational Services, Inc. All rights reserved...

Words: 799 - Pages: 4

Premium Essay

Auditing

...IT Audit Seminar organized by National Audit Office, China 1 to 4 September 2004 Paper on “Formulation of IT Auditing Standards” By -- Ms.Puja S Mandol and Ms. Monika Verma Supreme Audit Institution of India Introduction The use of computers and computer based information systems have pervaded deep and wide in every modern day organization. An organization must exercise control over these computer based information systems because the cost of errors and irregularities that may arise in these systems can be high and can even challenge the very existence of the organization. An organizations ability to survive can be severely undermined through corruption or destruction of its database; decision making errors caused by poor-quality information systems; losses incurred through computer abuses; loss of computer assets and their control on how the computers are used within the organization. Therefore managements across the world have deployed specialized auditors to audit their information systems to find out gaps between declared policies and actual use and shortcomings in the information system design and usage. Information Systems Audit is the process of collecting and evaluating evidence to determine whether a computer system has been designed to maintain data integrity, safeguard assets, allows organizational goals to be achieved effectively and uses the resources efficiently. The IS Auditor should see that not only adequate internal controls exist...

Words: 6839 - Pages: 28

Premium Essay

Cmgt 582 Team Paper

...Hospital Risk Assessment & Security Audit Patton-Fuller Community Hospital Risk Assessment & Security Audit Risk assessment and threat assessment should go hand-in-hand.The outcome of the risk assessment and threat assessment should provide recommendations that maximize the protection of confidentiality, integrity and availability while still providing functionality and usability. The purpose of a risk assessment is to ensure sensitive data and valuable assets are protected. An organization should take a hard look at who has access to sensitive data and if those accesses are required. The security audit should monitor the companies systems and users to detect illicit activity.The security audit should include searches for security events and the abuse of user privileges, along with a review of directory permissions, payroll controls, accounting system configurations, ensure backup software is configured, and backups are completed as required, review network shares for sensitive information with wide-open permissions. During the security audit, a report of offices should be conducted to ensure security policies and procedures are followed. Security Management Currently, PFCH has a Chief Compliance Officer in place to ensure the hospital meets all laws and regulations regarding patient privacy. The CCO is responsible for developing, implementing, and maintaining a system-wide Corporate Compliance program. The COO also oversees the Security Officer, the Director of Medical...

Words: 3451 - Pages: 14

Premium Essay

Tft2 Cyberlaw, Regulations, and Compliance

...Statements 2 Internationally security techniques and standards, such as ISO 17799, establish guidelines that organizations must implement in order to maintain information security. Information must be protected from those without a readily need to know to perform organizational business functions. Unauthorized access to information can have a detrimental impact on an organization from a legal and operating perspective. One of the primary preventive controls that provide an organization with many operational benefits is continuous log management policies. In addition to helping solve network security related issues, logs can be extremely beneficial in identifying unauthorized access and behaviors. Security logs assist in identifying policy violators, fraudulent behavior, real time operational problems, and provide necessary data to perform auditing, transaction back tracking and forensic analysis. In addition to the many benefits of having policies in place for continuous log analysis, standards and regulations have increased business awareness of the requirements for archiving and reviewing system logs as part of daily continuity. Some of the influential regulations that reference log management and other information security task include the following. • Federal Information Security Management Act of 2002 (FISMA) requires entities to ensure the development and execution of organizational processes and internal controls designed to secure information systems. Health Insurance...

Words: 1310 - Pages: 6

Premium Essay

It Audit Guide

... [pic] Australian Government Department of Defence Information System Audit Guide VERSION 11.1 January 2012 Table of Contents 1. Introduction to Accreditation 4 2. The Information System Audit – Checklist 7 2.1. What is an Information System Audit? 7 2.2. Why is an Information System Certification needed? 7 2.3. Assessing an Information System’s Security Risks 7 2.4. Selecting an Information System’s Security Controls 7 3. Purpose of the Checklist 8 4. How to Use the Checklist 8 4.1. The Checklist Structure 8 4.2. Security Objectives 9 4.3. Guidance for IRAP Assessors 9 4.4. Information System Compliance 10 5. Guidance for IRAP Assessors 10 6. The Checklist 11 6.1. The Information Security Policy & Risk Management 11 6.2. Information Security Organisation 14 6.3. Information Security Documentation 17 6.4. Information Security Monitoring 20 6.5. Cyber Security Incidents 22 6.6. Physical & Environmental Security 24 6.7. Personnel Security for Information Systems 26 6.8. Product & Media Security 27 6.9. Software, Network & Cryptographic Security 30 6.10. Access Control & Working Off-site Security 33 Appendix A – Accreditation Governance 36 The ISM & Certification 36 Compliance Levels 37 Compliance Report 37 Compliance Comments 37 Audit Documentation Submissions 38 Appendix B – Standards 39 ...

Words: 6447 - Pages: 26

Premium Essay

Hoffman Trucking

... Security/risks with Benefits Elections Systems The purpose of this information is to address the possible security requirements and the possible risks associated with the Benefits Elections Systems being requested by the Huffman Trucking Company. Huffman's mission is to "be a profitable, growing, adaptive company in an intensively competitive logistical services business environment." Huffman plans to fulfill its mission is through technology, security and risk assessment/reduction. Huffman Trucking is a national company founded in 1936 by K. Huffman a native of Cleveland OH. Huffman employs 1,400 employees in four hubs located in Cleveland OH, Los Angeles, CA, St. Louis, MO and Bayonne, NJ. With so many employees divided in four locations, Keneth Colbert, Director of HR makes a valid request for the development and installation of a benefits election system to support the tracking and reporting of employee (union and non-union) benefits. However, because of the outdated equipment throughout Huffman Trucking security issues and risks involved which will be discussed later in this paper. First let’s discuss Huffman Trucking’s Intranet/Internet in the preceding paragraphs below....

Words: 1381 - Pages: 6

Premium Essay

Information Security Policy

...WATERWORLD WATERPARKS Information Security Policy Version 1.0 Revision 191 Approved by John Smothson Published DATE March 23, 2011 CONFIDENTIAL/SENSITIVE INFORMATION This document is the property of WATERWORLD WATERPARKS. It contains information that is proprietary, confidential, sensitive or otherwise restricted from disclosure. If you are not an authorized recipient, please return this document to WATERWORLD WATERPARKS, Attention: IT Director. Dissemination, distribution, copying or use of this document in whole or in part by anyone other than the intended recipient is strictly prohibited without prior written permission of WATERWORLD WATERPARKS Executive Management. Revision History Changes | Approved By | Date | Initial Publication | John Smothson | 3-23-2011 | | | | | | | | | | | | | | | | | | | | | | | | | | | | Table of Contents 1 Introduction and Scope 8 1.1 Introduction 8 1.2 Payment Card Industry (PCI) Compliance 8 1.3 Scope of Compliance 8 2 Policy Roles and Responsibilities 10 2.1 Policy Applicability 10 2.2 Information Technology Manager 10 2.3 Information Technology Department 11 2.4 System Administrators 12 2.5 Users – Employees, Contractors, and Vendors 12 2.6 Human Resource Responsibilities 12 2.6.1 Information Security Policy Distribution 13 2.6.2 Information Security Awareness Training 13 2.6.3 Background Checks 13 3 IT Change Control Policy 15 3.1 Policy Applicability and Overview 15 3.2 Change Request Submittal...

Words: 28277 - Pages: 114

Free Essay

Input Controls

...This includes not only the firm’s own information, but that of its customers, employees, and suppliers. In this paper I will be describing four types of input controls, in user interface design, and their primary functions. Input control includes the necessary measures to ensure that input data is correct, complete and secure (Rosenblatt & Shelly, 2012). Some examples of input controls are audit trails, encryption, password security, and data security, just to name a few. Input Controls To begin, audit trails record the source of data each data item, and when that data enters the system (Rosenblatt & Shelly, 2012). It is a series of records of computer events, about an operating system, an application, or user activities (Gopalakrishna, 2000). It is generated by an auditing system that monitors system activity (Gopalakrishna, 2000). Audit trails have many uses in the realm of computer security (Gopalakrishna, 2000). The uses include: 1. Individual Accountability: A users actions are monitored and tracked giving them accountability of their own actions. This deters users from evading security policies and even if they do evade them, they will definitely be held accountable (Gopalakrishna, 2000). 2. Reconstructing Events:  Audit trails can also be used to reconstruct events after a problem has occurred. (Gopalakrishna, 2000). The amount of damage that occurred with an incident can be assessed by reviewing audit trails of system activity to pinpoint...

Words: 821 - Pages: 4

Premium Essay

Riordan Security Analysis

...CMGT 582 Security and Ethics August 27, 2012 Riordan Manufacturing Security Analysis Executive Summary With today’s businesses and the global competition, a company needs to protect business information secure and place classifications on information and the information systems. The following executive summary is regarding Riordan Manufacturing (RM) with a complete security analysis for how secure the organization’s information systems are. The security analysis will review a security risk assessment, security controls, and the company policies and government mandates for regulations regarding legal and ethical issues for information systems. One of the first steps to completing a security analysis is to performing an audit for the following: * Identify security best practices * Evaluate the current policies and effectiveness * Consider current and future legal and ethical issues * Security risk assessment * Security life cycle issues * * Configuration management, annual reviews, design, implementation Once the security audit is complete, RM can determine the level of effectiveness for security management and protecting the company’s major assets. The security audit will allow management to determine the top risk found during implementation and the best practices. The top risks and best practices found are from conducting the audit through observation, document review, interviews, and web-based questionnaires. The executive summary...

Words: 877 - Pages: 4

Premium Essay

Australian Cyber Security Framework Essay

...The Australian Cyber Security Capability Framework (CSCF) & Mapping of ISM Roles by Australian Government Information Management Office (AGIMO) formalizes training, certification, competency and development requirements for staff employed within the IT Security profession [14]. The 20- pages Framework has a two level structure with six main categories of capability: Service Delivery; IT Business Management; Business Change; Solutions Development; Solutions Implementation; and Service Support. The Security domain sits within the Service Delivery area and it is broken down into four capability groupings: Service Delivery; IS; Technology Audit; and Emerging Technology Monitoring. The competencies are mapped onto the Framework based on complexity...

Words: 911 - Pages: 4

Premium Essay

Larry

...[pic] Defense Security Service Electronic Communications Plan Sample Date: 02/01/2012 Company: |XYZ, Inc. | Address: |12345 West Broad Way, New York, NY. 54321 | Cage Code: |89PGK | ODAA Unique Identifier: |89PGK-20111119-00009-00019 | Table of Contents 1. INTRODUCTION 5 2. PURPOSE 5 3. ROLES/PERSONNEL SECURITY 6 4. DETAILED SYSTEM DESCRIPTION/TECHNICAL OVERVIEW 8 5. IDENTIFICATION AND AUTHENTICATION POLICY AND PROCEDURES 9 5.1 USER IDENTIFICATION AND AUTHENTICATION 9 5.2 DEVICE IDENTIFICATION AND AUTHENTICATION 10 5.3 IDENTIFIER MANAGEMENT 10 5.4 AUTHENTICATOR MANAGEMENT 10 5.5 ACCESS CONTROL POLICY AND PROCEDURES 11 5.7 ACCESS ENFORCEMENT 12 5.8 INFORMATION FLOW ENFORCEMENT 13 5.9 SEPARATION OF DUTIES 13 5.10 LEAST PRIVILEGE 14 5.11 UNSUCCESSFUL LOGIN ATTEMPTS 14 5.12 SYSTEM USE NOTIFICATION 14 5.13 SESSION LOCK 15 5.15 SUPERVISION AND REVIEW — ACCESS CONTROL 16 ...

Words: 19387 - Pages: 78

Premium Essay

The Handbook

...Technology Technology Administration U.S. Department of Commerce An Introduction to Computer Security: The NIST Handbook Special Publication 800-12 User Issues Assurance Contingency Planning I&A Training Personnel Access Controls Audit Planning Risk Management Crypto Physical Security Policy Support & Operations Program Management Threats Table of Contents I. INTRODUCTION AND OVERVIEW Chapter 1 INTRODUCTION 1.1 1.2 1.3 1.4 1.5 Purpose . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Intended Audience . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Organization . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Important Terminology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . Legal Foundation for Federal Computer Security Programs . 3 3 4 5 7 Chapter 2 ELEMENTS OF COMPUTER SECURITY 2.1 2.2 2.3 2.4 2.5 2.6 2.7 2.8 Computer Security Supports the Mission of the Organization. 9 Computer Security is an Integral Element of Sound Management. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10 Computer Security Should Be Cost-Effective. . . . . . . . . . . . . . . . 11 Computer Security Responsibilities and Accountability Should Be Made Explicit. . . . . . . . . . . . . . . ....

Words: 93564 - Pages: 375

Premium Essay

Lab 2

...1. The difference between privacy law and information systems security is very simple you must apply security to ensure privacy. In IT they relate because you must have a security process that in return will have privacy as a successful action. 2. The employee should have never taken home official data because of all the information that the files had. All the files had personal information of each patient. 3. The possible consequences that are associated with data loss are financial and in the scenario mentioned identity theft. 4. Regarding the loss of privacy data, there was data containing personal healthcare information PHI making this HIPPA compliance violation because institutions want to make sure that their patients information is not jeopardize and they to ensure security with any medical records. 5. The action that any company can take against any concerned employee is training and making sure that all employees are aware the policies. 6. The response of the company would have been different if the data theft had occurred at work instead of happening at the employee’s residence because at work the company could have traced the employee and his where abouts within the premises of the company. The consequences of violating company policy would have been much simpler to implement. 7. The VA Data Analyst’s and two supervisors that were reprimanded and demoted by the VA Secretary and the action is justified because the incident had been happening over the last three...

Words: 485 - Pages: 2

Premium Essay

University of Phoenix - Cmgt 430 - Week 2 Individual

...Week 2 Individual Assignment University of Phoenix – CMGT 430 In order to better serve Riordan Manufacturing’s information security infrastructure, a solid plan must be put in place to ensure that the approach to its implementation is logical, easy to follow, and effective. Many aspects must be considered when formulating an information security policy, including the needs of the company vs. best practice, thus striking a delicate balance between both variables. Therefore Smith Systems Consulting is dedicated to ensuring that a quality service is delivered that will meet these objectives. However, before a more comprehensive plan can be put into place, it is important that Smith Systems Consulting understands exactly how the security plan will be managed, and how to enforce it on the most basic level. It is therefore the opinion of our company to begin by defining a simple, yet utterly crucial part of Riordan’s base information security policy: separation of duties via the practice and implementation of role assignments. Separation of duties, in information technology, is the practice of dividing both IT staff and end users into managed groups, or roles. While users and IT staff, from an administrative level, may fall into several groups (ex., Accounting Department, Maintenance, Security, etc), these groups are not enough to enforce proper security policy. A more comprehensive approach is to define what the base access is for all of these groups, thus the use of roles....

Words: 1690 - Pages: 7