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Z‡e kZ© _v‡K †h, Kwgkb, GB wewagvjvi Aaxb mgq mgq Ab¨ †Kvb Av‡`k ev wb‡`©kI Rvix Kwi‡Z cvwi‡e|] 2| msÁv|- (1) welq ev cÖm‡½i cwicš’x †Kvb wKQy bv _vwK‡j, GB wewagvjvq,(K) ÒAwaMÖnYKvixÓ A_© Ggb †Kvb e¨w³ †h wb‡R ev Ab¨ Kvnv‡iv mv‡_ mw¤§wjZ n‡q †Kvb †Kv¤úvbxi †kqvi AwaMÖnY K‡i ev †mB R‡b¨ cÖ¯—ve K‡i; (L) ÒAvBbÓ ewj‡Z wmwKDwiwUR I G·‡PÄ Kwgkb AvBb, 1993 eySvB‡e ; (M) ÒD‡j−L‡hvM¨ msL¨KÓ A_© `k kZvsk wKsev Dnvi AwaK ev Kwgkb KZ©„K GZ`&D‡Ï‡k¨ mg‡q mg‡q wba©vwiZ ‡Kvb msL¨v‡K eySvB‡e; (N) Ò†Kv¤úvbxÓ ewj‡Z ÷K G·‡P‡Ä ZvwjKvf~³ †Kvb †Kv¤úvbx‡K eySvB‡e hvnvi †fvUvwaKvihy³ †kqvi GB wewagvjvi Aax‡b AR©b, AwaMÖnY ev KZ…©Z¡ MÖnY Kiv nB‡e; (O) ÒMYweÁwßÓ A_© MY gva¨‡g me©mvaviY‡K AewnZKi‡Yi wbwg‡Ë cÖKvwkZ †Kvb weÁwß; (P) ÒcÖ¯—ve cÎÓ A_© †Kv¤úvbxi ‡kqvi µ‡qi Rb¨ MYweÁwßi gva¨‡g cÖPvwiZ cÖ¯—ve‡K eySvB‡e| (2) GB wewa‡Z e¨eüZ †hB mKj kã ev e³‡e¨i msÁv †`Iqv nq bvB †mB mKj kã ev e³e¨ Securities and Exchange Ordinance, 1969, wmwKDwiwUR I G·‡PÄ Kwgkb AvBb, 1993, †Kv¤úvbx AvBb, 1994 Ges wW‡cvwRUix AvBb, 1999 ev Dnv‡`i Aax‡b RvwiK…Z †Kvb wewagvjv ev cÖweavbgvjv‡Z †hB A‡_© e¨eüZ nBqv‡Q †mB A‡_© cÖ‡hvR¨ nB‡e| 3| wewagvjv cÖ‡qv‡Mi cwiwa|- (1) GB wewagvjv ÷K G·‡P‡Ä ZvwjKvfy³ †Kv¤úvbxi ‡fvUvwaKvihy³ †kqv‡ii ‡¶‡Î cÖ‡hvR¨ nB‡e|
1

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1 2

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(2)GB wewagvjvi †Kvb wewa wb‡gœ ewY©Z c×wZ‡Z †kqvi AR©b, AwaMÖnY ev KZ…©Z¡ MÖn‡Yi †¶‡Î cÖ‡hvR¨ nB‡e bv t (K) me© mvavi‡Y¨ †kqvi eiv‡Ïi cÖPvi (cÖm‡c±vm) Abymi‡Y Av‡e`bcÎ g~‡j; (L) Ae‡jLK wnmv‡e; 1[***] (M) Kwgkb nB‡Z †iwR‡÷ªkb mb`cÖvß †Kvb gv‡P©›U e¨vsKvi, ÷K †eªvKvi ev ÷K wWjvi KZ©„K †Kvb g‡°‡ji c‡¶ ˆ`bw›`b e¨emv Kvh©µg cwiPvjbv Kv‡j 2[;] 3 [(N)Kwgkb KZ©„K Aby‡gvw`Z †Kvb wgDP¨yqvj dvÛ Gi m¤ú` e¨e¯’vcbvi †¶‡Î; (O) ivBU ev †evbvm Bm¨y g~‡j; (P) DËivwaKvi m~‡Î n¯—vš—‡ii gva¨‡g; A_ev (Q) Av`vj‡Zi Av‡`k e‡j (by operation of law) n¯—vš—‡ii gva¨‡g|] 4|

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1

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[6| ÷K G·‡P‡Äi gva¨g e¨wZ‡i‡K D‡j−L‡hvM¨ msL¨K †kqvi AR©b|†Kvb †Kv¤úvbx‡Z D‡j−L‡hvM¨ ev Z`v‡c¶v Kg msL¨K †fvUvwaKvi m¤^wjZ †Kvb †kqvi aviK, ev whwb †Kvb †kqvi aviY K‡ib bv Ggb e¨w³, ÷K G·‡PÄ e¨wZ‡i‡K Av‡jvPbvi gva¨‡g D³ †Kv¤úvbxi `k kZvsk 2[ ] ev Dnvi AwaK †kqvi AR©b Kwi‡Z Pvwn‡j, A_ev `k kZvsk ev Dnvi AwaK †fvUvwaKvi m¤^wjZ †Kvb †kqvi aviK ÷K G·‡PÄ e¨wZ‡i‡K Av‡jvPbvi gva¨‡g D³ †Kv¤úvbxi AviI †kqvi AwaMÖnY Kwi‡Z Pvwn‡j Zvnv‡K, wewagvjv Øviv wba©vwiZ c×wZ‡Z, MYweÁwßi gva¨‡g D³ †Kv¤úvbxi b~¨bZg msL¨K †kqvi µ‡qi GKwU cÖ¯—ve Ab¨vb¨ †kqviaviK‡`i wbKU w`‡Z nB‡e|] [7| ÷K G·‡PÄ nB‡Z D‡j−L‡hvM¨ msL¨K †kqvi µq|-†Kvb †Kv¤úvbx‡Z D‡j−L‡hvM¨ ev Z`v‡c¶v Kg msL¨K †fvUvwaKvi m¤^wjZ †Kvb †kqvi aviK, ev whwb †Kvb †kqvi aviY K‡ib bv Ggb e¨w³, ÷K G·‡PÄ nB‡Z D³ †Kv¤úvbxi `k kZvsk 2[ ] ev Dnvi AwaK †kqvi µq Kwi‡Z Pvwn‡j, A_ev `k kZvsk ev Dnvi AwaK †fvUvwaKvi m¤^wjZ ‡Kvb †kqvi aviK ÷K G·‡PÄ nB‡Z D³ †Kv¤úvbxi AviI †kqvi µq Kwi‡Z Pvwn‡j Zvnv‡K, ÷K G·‡P‡Äi gva¨‡g †kqvi AwaMÖn‡Yi †¶‡Î wewagvjv Øviv wba©vwiZ c×wZ‡Z GKwU MYweÁwß cÖKvk Kwi‡Z nB‡e|] †kqvi AwaMÖnY ev µq msµvš— MYweÁwß|- (1) ‡Kvb †kqvi AR©bKvix ev AwaMÖnYKvix wewa 6 ev 7 Gi AvIZvq cÖ¯—ve ev

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9|

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3

(K) ‡hB †¶‡Î Zvnvi D³ †Kv¤úvbx‡Z †kqv‡ii msL¨v `k kZvsk AwZµg Kwiqv hvB‡e; A_ev (L) hw` D³ e¨w³i eZ©gvb †kqv‡ii msL¨v `k kZvs‡ki AwaK _v‡K Z‡e AviI †kqvi µ‡qi gva¨‡g msL¨v e„w×i †¶‡Î| 10| MYweÁwßi welqe¯‘|- wewa 8 G Dwj−wLZ MYweÁw߇Z, Ab¨v‡b¨i g‡a¨, wb‡¤§v³ welq mg~n D‡j−L _vwK‡Z nB‡e, h_v t(K) msL¨v mn ‡kqvi AwaMÖn‡Yi B”Qv cÖKvk ; (L) †kqvi AwaMÖnY msµvš— cÖ¯v‡ei D‡Ï‡k¨ I kZ©vejx — mn †kqvi µ‡qi cÖ¯—vweZ g~j¨; (M) †kqvi AwaMÖnYKvixi RvZxqZv mn c~Y© cwiPq; (N) †kqvi AwaMÖnYKvixi I Zvnvi mwnZ msNe× Ab¨v‡b¨i eZ©gvb †kqvi gvwjKvbv msµvš— c~Y© Z_¨; (O) †kqvi µq msµvš— wel‡q †hB Pzw³ ev mg‡SvZv ¯§viK Kiv nBqv‡Q Ges Dnv‡Z †kqvi µq msµvš— †hB mg¯— wel‡qi D‡j−L Kiv nBqv‡Q Zvnvi we¯—vwiZ weeiY;
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(P) ‡kqvi µq cÖ¯—v‡ei ZvwiL Ges †hB mg‡qi g‡a¨ µ‡qi cÖ¯—ve MÖnY Kiv nB‡e Zvnvi D‡j−L; (Q) †kqvi µ‡qi g~j¨ KLb I wKfv‡e cÖ`vb Kiv nB‡e; (R) †kqvi µ‡qi cÖ¯—v‡ei mwnZ mswk−ó Ab¨vb¨ kZ©vejx mn wb‡gœ Dwj−wLZ welqmg~n (A) D‡`¨v³v, cwiPvjK ev RbM‡Yi wbKU nB‡Z µq Kwi‡Z B”QyK †kqvi msL¨v; (Av) ‡Kv¤úvbx AvBb, 1994, e¨vsK †Kv¤úvbx AvBb, 1991, Avw_©K cÖwZôvb AvBb, 1993 Ges ˆe‡`wkK gy`ªv wewbgq AvBb, 1947 Gi AvIZvq †Kvb kZ© Av‡ivwcZ nB‡j Zvnvi weeiY; (B) mswk−ó †Kv¤úvbxi †kqvi †nvìvi‡`i wbKU nB‡Z Aby‡gv`b MÖnY msµvš— Z_¨vw` (hw` AvBbMZ eva¨evaKZv _v‡K)| (S) cÖ¯—vweZ AR©b ev AwaMÖnY ev¯—evq‡bi wbwðwZi ¯^c‡¶ Kwgkb KZ…©K wba©vwiZ c×wZ I digv‡U e¨vsK, Avw_©K cÖwZôvb ev BÝy¨‡iÝ †Kv¤úvbx KZ…©K wmwKDwiwUR I G·‡PÄ Kwgk‡bi AbyK~‡j Bmy¨K…Z wba©vwiZ g~‡j¨i GKwU performance bond Kwgk‡b `vwLj Kiv nBqv‡Q| (T) Kwgkb KZ…©K wb‡`©wkZ nB‡j, D‡j−L‡hvM¨ msL¨vi †kqvi AwaMÖn‡Yi mwnZ mswk−ó Ges Rb¯^v‡_© cÖ‡qvRbxq Ggb †Kvb Z_¨| 11| MYweÁwß msµvš— KZ©e¨|- (1) MYweÁwßi gva¨‡g †kqvi AwaMÖnY ev µ‡qi cª¯—ve ev Ab¨vb¨ weÁwß, mvK©jvi, eªmvi ev cÖPvi msµvš— y welq BZ¨vw`‡Z †kqvi µq cÖ¯—v‡ei wfwˇZ mswk−ó †kqvi aviYKvixMY hvnv‡Z m¤ú~Y© AeMZ nBqv †kqvi weµ‡qi wm×vš— wb‡Z cv‡i †mB R‡b¨ Dnv‡Z cÖ‡qvRbxq mKj Z_¨vw` _vwK‡Z nB‡e|

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4

Ae¨ewnZ c~‡e©i Qq cwÄKv gv‡mi †kqv‡ii Mo evRvi g~j¨, GB `yBwUi g‡a¨ ‡hBwU m‡eŸ©v”P ; (L) wewa 7 Gi AvIZvq †kqvi AwaMÖn‡Yi ‡¶‡Î g~j¨ nB‡e ÷K G·‡P‡Ä m‡e©v”P evRvi `i ev †kqvi µq cÖ¯—ve cÖKv‡ki Qq cwÄKv gvm c~‡e©i cÖwZ mßv‡ni D³ †kqv‡ii Mo evRvi g~j¨, GB `yBwUi g‡a¨ ‡hBwU m‡eŸ©v”P ; (M) hw` †Kvb †kqvi, hvnv AwaMÖnY Kiv nB‡e Zvnvi †ePv-‡Kbv ÷K G·‡P‡Ä weMZ Qq cwÄKv gv‡mi AwaK mg‡q bv nq, Zvnv nB‡j D³ †kqv‡ii Mo g~j¨ †Kvb ÷K G·‡P‡Ä ˆ`wbK †jb‡`‡bi Mo g~‡j¨i Dci wbf©i Kwi‡e bv; Z‡e †mB †¶‡Î D³ g~j¨ AwaMÖnYKvix I we‡µZvi g‡a¨ Av‡jvPbvi gva¨‡g wba©viY Kiv hvB‡e| 14| mvaviY `vq-`vwqZ¡|- (1) cÖ‡Z¨K †Kv¤úvbx cÖwZgv‡m Dnvi `k kZvs‡ki AwaK †kqvi avibKvixi bvg Kwgkb mn mswk−ó ÷K G·‡P‡Ä `vwLj Kwi‡e| (2) †kqvi µ‡qi cÖ¯—ve MYweÁwßi gva¨‡g cÖKvk Kivi wZb Kg© w`e‡mi g‡a¨ †kqvi AwaMÖnYKvix cÖ¯—ve c‡Îi GK Kwc mswk−ó †Kv¤úvbxi wbKU `vwLj Kwi‡e| (3) AwaMÖnYKvix Zvnvi †kqvi µq cª¯—ve c‡Î †kqvi µ‡qi cÖ¯—ve ˆea _vKvi †gqv` D‡j−L Kwi‡e t Z‡e kZ© _v‡K ‡h, †kqvi µ‡qi GBiƒc cÖ¯—ve D³ cÖ¯—v‡ei ZvwiL nB‡Z Kgc‡¶ Pvi mßvn ejer _vwK‡e| (4) mswk−ó †Kv¤úvbxi cwiPvjKe„›` mvaviY †kqvi †nvìvi‡`i m¤§wZ e¨wZ‡i‡K ‡Kv¤úvbxi †Kvb g~jabx m¤ú` D³ mg‡q weµq Kwi‡Z cvwi‡e bv ev †fvUvwaKvi m¤^wjZ b~Zb †Kvb †kqvi Bmy¨ Kwi‡Z cvwi‡e bv| (5) hw` cÖ¯—vweZ AwaMÖnYKvix Ab¨ †Kvb †Kv¤úvbx nq Z‡e †kqvi AwaMÖnY msµvš— cÖwZwU `wj‡j ev weÁw߇Z GB g‡g© †NvlYv _vwK‡e †h D³ †Kv¤úvbxi cwiPvjKe„›` mswk−ó `wjj

ev weÁw߇Z cÖKvwkZ welqvw`i `vq-`vwqZ¡ MÖnY Kwiqv‡Q Ges GB wm×vš— †bIqvi R‡b¨ mvaviY †kqvi †nvìvi‡`i Aby‡gv`b iwnqv‡Q t Z‡e kZ© _v‡K †h, hw` †Kvb cwiPvjK Dwj−wLZ `vq-`vwqZ¡ nB‡Z wb‡R‡K gy³ ivwL‡Z Pvq Z‡e D³ †NvlYvc‡Î GB g‡g© ¯úó eY©bv _vwK‡Z nB‡e| 15| AwaMÖnYZe¨ †kqv‡ii b~¨bZg msL¨v|-(1) AwaMÖnYKvix KZ…©K †Kv¤úvbxi Ab¨vb¨ †kqvi‡nvìvi‡`i wbKU cÖPvwiZ MYweÁw߇Z Zuv‡`i wbKU nB‡Z me©mvKz‡j¨ †Kv¤úvbxi †gvU †kqv‡ii me©wbgœ kZKiv KZ fvM †kqvi µq Kiv nB‡e Zvnvi D‡j−L _vwK‡Z nB‡e| (2) Dc‡i Dwj−wLZ cÖ¯—ve ev¯—evq‡bi d‡j D³ †Kv¤úvbx‡Z RbM‡Yi †kqv‡ii cwigvb hw` `k kZvsk Gi wb‡P bvwgqv Av‡m Z‡e D³ AwaMÖnYKvix, hw` weµ‡qi cÖ¯ve — †`Iqv nq, RbM‡Yi Aewkó mgy`q †kqviI AwaMÖn‡Y eva¨ _vwK‡e| (3) hw` †Kvb AwaMÖnYKvix KZ©„K wba©vwiZ µq‡hvM¨ †kqv‡ii †P‡q D³ †Kv¤úvbxi †kqvi aviK KZ©„K weµ‡qi Rb¨ cÖ¯— vweZ †kqv‡ii cwigvY †ewk nBqv _v‡K Z‡e D³ AwaMÖnYKvix AvbycvwZK nv‡i mswk−ó †kqvi aviK KZ©„K cÖ`Ë weµ‡qi cÖ¯—ve MÖnY Kwi‡Z cvwi‡e| 16| cÖ¯—ve m¤ú~b©KiY|- cª¯—v‡ei †gqv` DËxY© nIqvi Pvi mßv‡ni g‡a¨ AwaMÖnYKvix †hB mKj †kqvi‡nvìvi cÖ¯ve MÖnY Kwiqv‡Q Zvnv‡`i — g~j¨ cwi‡kva mn cÖ¯—ve msµvš— hveZxq cÖwµqv m¤úbœ Kwi‡e Ges mswk−ó gv‡P©›U e¨vsKvi Dnv wbwðwZi h_vh_ e¨e¯’v MÖnY Kwi‡e| 17| cÖwZ‡hvwMZvg~jK AwaMÖnY|- (1) †hB AwaMÖnYKvix †kqvi µ‡qi MYweÁwß cÖPvi Kwiqv‡Q ‡m Qvov Ab¨ †h †Kvb e¨w³ D³ MYweÁwß cÖPv‡ii `yB mßv‡ni g‡a¨ `i cÖ`vb c~e©K Dwj−wLZ †kqvi µ‡q Ask MÖnY Kwi‡Z cvwi‡e|

5

Dc-wewa (1) G ewY©Z µ‡q Ask MÖn‡Yi †¶‡Î GB Aa¨v‡qi weavbvejx h_v¯’v‡b h_v‡hvM¨ cwieZ©b mv‡c‡¶ cÖ‡hvR¨ nB‡e t Z‡e, D‡j−L _v‡K †h, MYweÁwßi gva¨‡g cÖPvwiZ cÖ¯—v‡ei †gqv`Kvj †Kvb †¶‡ÎB wewa 14 Gi Dc-wewa (3) G ewY©Z cÖ_g cÖ¯—v‡ei †gqv`Kv‡ji AwaK nB‡e bv| 18| ms‡kvwaZ cÖ¯—ve|- wb‡¤§v³ c×wZ e¨wZ‡i‡K ‡kqvi µ‡qi cª¯—v‡ei †Kvb kZ© cwieZ©b wKsev cÖPvwiZ MYweÁw߇Z †Kvb ms‡kvab Kiv hvB‡e bv(K) Kwgk‡bi c~e© AbygwZ MÖnY; (L) wewa 8 G wba©vwiZ c×wZ Abymi‡b MYweÁwß cÖPvi Kiv; Ges (M) cÖ‡Z¨K †kqvi‡nvìvi mgx‡c mswk−ó Z_¨ †cÖiY Kiv|

(2)

(O)

Kwgk‡bi we‡ePbvq Ab¨ †Kvb Kvi‡Y|

(3) AwaMÖnY cª¯ve cÖZ¨vnv‡ii †KvbI GKwU Kvi‡Yi D™¢e NwU‡j — †hB me msev`c‡Î MYweÁwßi gva¨‡g µq cª¯—ve cÖPvi Kiv nBqvwQj †mB me msev` c‡ÎB cÖ¯—veK‡K h_vh_ KviY cÖ`k©bc~eK µq cª¯—ve cÖZ¨vnv‡ii MYweÁwß cÖPvi Kwi‡Z © nB‡e|

(BAIL OUT TAKEOVERS) 20| D×vi gvb‡m KZ©Z¡ MÖnY|- (1) Avw_©Kfv‡e `ye©j †Kvb †Kv¤úvbx‡K „ cybe©vwmZ Kivi D‡Ï‡k¨ †Kvb A_©jMœxKvix cÖwZôvb (financial institution) ev Zdwmjx e¨vsK ev Ab¨ †Kvb e¨w³eM© ev cÖwZôvb KZ…©K GKK ev †hŠ_fv‡e D³ †Kv¤úvbx‡Z D‡j−L‡hvM¨ msL¨vi †kqvi AwaMÖnY ev µ‡qi †¶‡Î GB Aa¨vq cÖ‡hvR¨ nB‡et Z‡e kZ© _v‡K †h, GB e¨vcv‡i †h D‡`¨vM wb‡e Zvnv‡K cwi‡cvlK cÖwZôvb (lead institution) wnmv‡e Mb¨ Kiv nB‡e| (2) GB Aa¨v‡qi wewagvjv mwVKfv‡e Abymib Kiv nq wKbv Zvnv wbwðZ Kivi R‡b¨ cwi‡cvlK cÖwZôvb (lead institution) `vqx _vwK‡e| (3) cwi‡cvlK cÖwZôvb Avw_©Kfv‡e `~e©j cÖwZôvbwUi Avw_©K Dc‡hvwMZv (financial viability) we‡ePbvc~e©K Dnvi MÖnb‡hvM¨ g~j¨ wba©viY Kwi‡e, Dnvi cybi“¾xe‡bi Rb¨ cÖ‡qvRbxq A‡_©i cwigvY wbY©q Kwi‡e, Ges msL¨vjNy ‡kqvi †nvìvi‡`i ¯^v_© msi¶Y, `¶ e¨e¯’vcbv, djcªmy cybi“¾xeb I ¯^”QZv bxwZi wfwˇZ cybe©vmb cwiKíbv (rehabilitation package) cÖYqb Kwi‡e| (4) e¨e¯’vcbvq †Kvb cwieZ©b Kwi‡Z nB‡j cybe©vmb ¯‹x‡g mywbw`©ófv‡e Dnvi wek` eY©bv _vwK‡Z nB‡e|
6

PZy_© Aa¨vq D×vi gvb‡m KZ©„Z¡ MÖnY

19| µq cÖ¯—ve cÖZ¨vnvi|- (1) RbM‡b¨ cÖPvwiZ †kqvi µ‡qi †Kvb cª¯— ve cÖZ¨vnvi Kiv hvB‡e bv, hw` bv cª¯—veKvixi ‡¶‡Î Ggb †Kvb NUbvi D™¢e N‡U hvnv, Act of God mn, Zvnvi wbqš¿Y ¶gZvi ewnf©~Z Kvi‡Y hw` †kqvi µ‡qi cª¯v— e ev¯—evqb Kiv m¤¢e bv nq| (2) Dc-wewa (1) mv‡c‡¶, RbM‡b¨ cÖPvwiZ †kqvi µ‡qi †Kvb cª¯—ve‡K cÖZ¨vnvi Kiv nBqv‡Q ewjqv MY¨ Kiv nB‡e hw` wb‡gœ ewY©Z †h †Kvb GKwU welq NwUqv _v‡Kt(K) cª¯—veK hw` †Kvb mvaviY e¨w³ (natural person) nq Z‡e Zvi g„Z¨ nB‡j wKsev g„Z e¨w³i †Kvb z AvBbMZ DËivaxKvix mswk−ó µq cÖ¯ve ev¯—evq‡b — Awb”QyK nB‡j; cÖ¯—veK‡K hw` †`Dwjqv †Nvlbv Kiv nq ; cÖ¯—veK hw` Ab¨ †Kvb †Kv¤úvbx nq wKsev †Kvb mswewae× ms¯’v (body corporate) nq Z‡e Dnv hw` e¨emv mgvwßi †bvwUk cÖvß nq; cÖ¯—veK hw` †Kvb †Kv¤úvbx nq Ges D³ †Kv¤úvbx hw` AZtci Ab¨ †Kvb †Kv¤úvbx KZ…©K AwaMÖwnZ nBqv hvq †mB †¶‡Î AwaMÖnYKvix †Kv¤úvbx hw` cÖ¯—vweZ †kqvi µ‡q Awb”QyK nq;

(L) (M) (N)

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holding and performance), cª¯—ve AvnŸv‡bi ZvwiL nB‡Z

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e¨vL¨v:

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†kqvi‡nvìvi ewnf©~Z †Kvb †ckv`vix cwiPvjK mn

21| †kqvi AwaMÖnY c×wZ|- (1) c~be©vm‡bi ¯‹xg Kvh©Ki Kivi c~‡e© A_© cÖ`vbKvix ev cwi‡cvlK cÖwZôvb (lead institution) KZ…©K `yBwU eûj cÖPvwiZ RvZxq ˆ`wbK cwÎKvq (GKwU evsjv I GKwU Bs‡iRx) weÁwß cÖKv‡ki gva¨‡g †kqvi µ‡qi cª¯—ve AvnŸvb Kwi‡Z nB‡e| (2) Dc-wewa (1) Gi AvIZvq cª¯—ve cvIqvi ci cwi‡cvlK cÖwZôvb Avw_©Kfv‡e `~e©j †Kv¤úvbx‡K cybe©vwmZ Kivi †¶‡Î e¨e¯’vcbvq `¶Zv, A_©ms¯’v‡bi ch©vßZv Ges KvwiMwi mvg_© we‡ePbv c~e©K cÖ¯—veK e¨w³M‡Yi c¶ nB‡Z GKRb‡K wbe©vwPZ Kwi‡e| (3) Avw_©Kfv‡e `yej †Kv¤úvbxi †kqvi AR©‡bi cª¯—ve cÖ`v‡b © B”QyK e¨w³‡K cwi‡cvlK cÖwZôvb D³ †Kv¤úvbx m¤ú‡K© hveZxq cÖ‡qvRbxq Z_¨ mieivn Kwi‡e hvnvi g‡a¨ we‡klfv‡e D³ †Kv¤úvbxi eZ©gvb e¨e¯’vcbv, cÖhyw³, Drcvw`Z c‡b¨i cwiwa, †kqvi avi‡bi ¯^iƒc (shareholding pattern), Avw_©K Ae¯’vb Ges Kvh©m¤úv`b (financial

†Kv¤úvbxi cwiPvjbv cl©` Ab~¨b mvZRb I m‡e©v”P eviRb m`m¨ mgš^‡q MwVZ nB‡e hvnvi †Pqvig¨vb
†kqvi‡nvìvi ewnf©~Z †ck`vix cwiPvjK‡`i ga¨ nB‡Z wbe©vwPZ nB‡eb|

(M) cwiPvjbv cl©` bxwZ wba©viYx Kvh©vw` Qvov †Kv¤úvbxi ˆ`bw›`b Kg©Kv‡Û n¯—‡¶c Kwi‡Z cvwi‡e bv| (M) †ckv`vix we‡klÁ cwiPvj‡Ki Aš—f©~w³ mn †Kv¤úvbx‡Z GKwU wbix¶v KwgwU Ges cwiPvjK I Kg©Pvix‡`i R‡b¨ GKwU cvwikªwgK wba©viY KwgwU _vwK‡e| (M) †Kv¤úvbxi GKRb †ckv`vix †Kv¤úvbx mwPe _vwK‡e whwb GZ`msµvš— e¨vcv‡i cwiPvjbv cl©‡`i wbKU Revew`wni R‡b¨ `vqx _vwK‡eb| 22| `icÎ g~j¨vq‡bi c×wZ|- (1) cwi‡cvlK cÖwZôvb †kqvi wewbg‡qi Dchy³ g~j¨, †µZvi Avw_©K m½wZ, e¨e¯’vcbvi L¨vwZ cÖf„wZi wfwˇZ `ic‡Îi g~j¨vqb Kwi‡e Ges GB cÖwµqvq b¨vqwbôv I ¯^”QZvi wbðqZv weavb Kwi‡e t
7

Z‡e kZ© _v‡K †h, `icÎ g~j¨vqb KwgwU‡Z †ckv`vwiZ¡ I Avw_©K wel‡q myL¨vwZ iwnqv‡Q Ggb GKRb K÷ GÛ g¨v‡bR‡g›U GKvD‡›U›U Ges GKRb PvU©vW© GKvD‡›U›U‡K, mswk−ó KZ…c‡¶i © mycvwik mv‡c‡¶, Aš—f©~³ Kwi‡Z nB‡e| (2) Dc-wewa (1) Gi weavb Abyhvqx cÖvß `icÎ mg~n‡K AMÖvwaKvi wfwˇZ ZvwjKvf~³ Kwi‡Z nB‡e Ges Avw_©Kfv‡e `ye©j †Kv¤úvbxi e¨e¯’vcbvq RwoZ e¨w³e‡M©i m‡½ Av‡jvPbvc~e©K Zrmg~‡ni g‡a¨ mvwe©Kfv‡e Dchy³ Ggb GKwU `icÎ we‡ePbvi wbwg‡Ë MÖnY Kwi‡Z nB‡e| 23| †kqvi µqKvix e¨w³i `icÎ cÖ`vb|- wewa 22 Abymi‡b cwi‡cvlK cÖwZôvb KZ…©K w¯’iK…Z †kqvi µqKvix cwi‡cvlK cÖwZôvb nB‡Z GB g‡g© AewnZ nIqvi ci, D‡`¨v³vM‡Yi wbKU nB‡Z A_ev Avw_©Kfv‡e `ye©j †Kv¤úvbxi Kg©KvÛ e¨e¯’vcbvi `vwqZ¡cÖvß e¨w³e‡M©i wbKU nB‡Z, A_©jMœxKvix cÖwZôvbmg~n nB‡Z Ges Ab¨vb¨ †kqvi †nvìvi‡`i wbKU nB‡Z †kqvi µ‡qi D‡Ï‡k¨ Zvi I cwi‡cvlK cÖwZôv‡bi g‡a¨ cvi¯úwiK Av‡jvPbvµ‡g wba©vwiZ g~‡j¨ †kqvi µ‡qi AvbyôvwbK cª¯—ve †NvlYv Kwi‡e| e¨vL¨v t cybe©vmb ¯‹xg Gi Ask wnmv‡e cwi‡cvlK cÖwZôv‡bi AwaKvify³ †kqvi Avw_©Kfv‡e `ye©j †Kv¤úvbx‡K Ac©b Kivi e¨vcv‡i AÎ wewa †Kvb we‡Nœi KviY nB‡e bv|

(2) GB cÖKvi MYweÁwßi g‡a¨ †kqvi µqKvixi cwiPq I cUf~wgKv, cÖ¯—vweZ `i, cÖwZôvbwUi cybi“¾xe‡bi cwiKíbv, cª¯—ve Db¥y³ _vKvi †gqv`Kvj mn cª¯—ve msµvš— hveZxq wel‡qi wek` weeiY Dwj−wLZ _vwK‡Z nB‡e| (3) µq cÖ¯—v‡ei kZ©vejx Avw_©Kfv‡e `yej †Kv¤úvbxi cÖ‡Z¨K © †kqvi †nvìvi mgx‡c †cÖiY Kwi‡Z nB‡e Ges Dnvi g‡a¨ cª¯—ve Ávcb Kivi ZvwiL (record date) Ges cÖ¯—vweZ µ‡qi ZvwiL mywbw`©ófv‡e Dwj−wLZ _vwK‡Z nB‡e| (4) †Kvb †kqvi AwaMÖnYKvix Ab¨vb¨‡`i wbKU nB‡Z †kqvi weµ‡qi cª¯ve MÖn‡Yi mg‡q cÖ_‡g me©wbgœ msL¨K †kqvi — †nvìv‡ii mg¯— †kqvi µ‡qi cª¯—ve w`‡e| 25| Z…Zxq Aa¨vq Gi Kvh©KvwiZv nB‡Z Ae¨vnwZ|- (1) wewa 24 Abymi‡Y cÖ‡Z¨K µq cª¯—ve GB wewagvjvi Z…Zxq Aa¨vq Gi wewamg~n nB‡Z Ae¨vnwZ †`qvi Rb¨ Kwgkb mgx‡c GKwU Av‡e`b cÎ Kwgkb KZ…©K wba©vwiZ c×wZ Abymi‡b `vwLj Kwi‡Z nB‡e| (2) GBiƒc Av‡e`b cÎ we‡ePbvi Rb¨ Kwgkb †Kv¤úbxi wbKU nB‡Z Ges cwi‡cvlK cÖwZôv‡bi wbKU nB‡Z µq cª¯—ve Aby‡gv`‡bi (vetting) c×wZ, Bnvi g~j¨vqb Ges Abyiƒc Ab¨vb¨ welq msµvš— Z_¨ Avni‡bi wb‡`©k w`‡Z cvwi‡e|

cÂg Aa¨vq AbymÜvb (Investigation)
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8

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I D³ e¨w³i wnmv‡ei eBcÎ, Ab¨vb¨ Z_¨weeiYvw` Ges `wjjcÎvw` cwi`k©b (inspect) Kwi‡eb| (2) Dc-wewa (1) G Dwj−wLZ D‡Ïk¨ mg~n, Ab¨v‡b¨i g‡a¨, wbgœiƒc nB‡Z cv‡i t (K) †Kvb wewb‡qvMKvix, ga¨¯^Z¡‡fvMx ev Ab¨ †h ‡Kvb e¨w³i wbKU nB‡Z cÖvß D‡j−L‡hvM¨ msL¨K †kqvi Gi KZ…©Z¡ MÖnY, AR©b Ges AwaMÖnY msµvš— Awf‡hvM Z`š— Kiv ; (L) †Kvb wewa j•Nb Kiv nBqv‡Q ewjqv Rvwb‡Z cvwi‡j ev Z_¨ cÖvß nB‡j wmwKDwiwUR e¨emv Ges wewb‡qvMKvix‡`i ¯^v‡_© Kwgk‡bi D‡`¨v‡M Z`š— Kiv| 27| Z`š— c×wZ|- (1) wewa 26 Abymi‡b Z`š— Kvh© ïi“ Kivi c~‡e© Kwgkb mswk−ó e¨w³‡K hyw³m½Z mgq w`qv GZ`y‡Ï‡k¨ †bvwUk Bmy¨ Kwi‡e| (2) Dc-wewa (1) G hvnvB _vKyK bv †Kb, Kwgkb hw` GB g‡g© mš‘ó nq †h, wewb‡qvMKvix‡`i ¯^v‡_© wKsev Rb¯^v‡_© GBiƒc ‡bvwUk Bmy¨ Kiv DwPZ bq, Z‡e Kwgkb wjwLZ Av‡`k Øviv †bvwUk Bmy¨ e¨wZ‡i‡KB Z`š— Kvh© ïi“ Kivi wb‡`©k w`‡Z cvwi‡e| (3) Kwgkb KZ©„K ¶gZvwqZ nIqvi ci Z`š—Kvix Kg©KZ©v Z`š— cwiPvjbv ïi“ Kwi‡eb, Ges †hB e¨w³i wei“‡× Z`š— cwiPvjbv nB‡e ‡mB e¨w³ wewa 28 G Dwj−wLZ `vwqZ¡ I KZ©e¨ mg~n cvjb Kwi‡Z eva¨ _vwK‡e| 28| Z`š— Kv‡h© `vwqZ¡ I KZ©e¨|- (1) †hBme e¨w³i m¤^‡Ü Z`š— cwiPvwjZ nq Zvnv‡`i cÖ‡Z¨K‡K (GLb nB‡Z Zv‡`i Òmswk−ó e¨w³Ó ewjqv AwfwnZ Kiv nB‡e) ¯^ ¯^ wR¤§vq ev wbqš¿‡Y iw¶Z cy¯—Kvw`, wnmve cÎ I Ab¨vb¨ `wjj cÎ Ges wmwKDwiwUR gv‡K©U G †jb‡`b msµvš— weeiYx I

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(2) mswk−ó e¨w³i wbKU nB‡Z e¨vL¨v (hw` wKQy _v‡K) cvIqvi ci wmwKDwiwUR gv‡K©‡Ui ¯^v‡©_ Ges AvBb I wewagvjv h_v_©iƒ‡c gvwbqv Pjvi j‡¶¨ Kwgk‡bi wbKU †hBme e¨e¯’v m½Z ewjqv g‡b nB‡e †mBme e¨e¯’v MÖn‡Yi Rb¨ Kwgkb mswk−ó e¨w³‡K wb‡`©k w`‡Z cvwi‡e| 31| wbwi¶K wb‡qvM|- (1) GB Aa¨v‡qi c~e©eZ©x wewa‡Z hvnvB _vKzK bv †Kb, mswk−ó e¨w³i wnmve eB Ges KvRKg© Z`š— Kivi Rb¨ Kwgkb, Securities and Exchange Rules, 1987 G ewY©Z cš’vq I mswk−ó e¨w³‡`i Li‡P, GKRb †hvM¨Zv m¤úbœ wbix¶K wbhy³ Kwi‡Z cvwi‡e| (2) wewa 26 G ewY©Z †hB mKj ¶gZv AbymÜvbKvix KZ…©c¶‡K cÖ`vb Kiv nBqv‡Q, wb‡qvwRZ wbix¶KI †mB ¶gZvi AwaKvix nB‡eb, Ges wewa 28 G mswk−ó e¨w³i †hBme `vq`vwqZ¡ wba©viY Kiv nBqv‡Q GB wewag~‡j cwiPvwjZ Z`š— K‡g©i e¨vcv‡iI Zvnvi ‡¶‡Î †mBme `vq-`vwqZ¡ cÖ‡hvR¨ nB‡e| 32| Kwgk‡bi wb‡`©kvejx|- wewa 29 G ewY©Z cÖwZ‡e`b cvIqvi ci, AvB‡bi 18 avivg~‡j cÖvß †dŠR`vwi Kvh©µg MÖn‡Yi AwaKvi A¶zYœ ivwLqv, wb‡gœ Dwj−wLZ wel‡q ev †h †Kvb wel‡q Kwgkb †hB me wb‡`©k h_v‡hvM¨ g‡b Kwi‡e †mB me wb‡`©k cÖ`vb Kwi‡Z cvwi‡e (K) mswk−ó e¨w³‡K wmwKDwiwUR Gi e¨emv bv Kivi wb‡`©k cÖ`vb; (L) GB wewagvjvi j•Nb Kwiqv mswk−ó e¨w³ †hB me wmwKDwiwUR AR©b Kwiqv‡Q †mB¸wj n¯—vš—‡ii e¨vcv‡i wb‡lag~jK wb‡`©k cÖ`vb; (M) GB wewagvjv j•Nb Kwiqv mswk−ó e¨w³ †hB me †kqvi AwaMÖnY Kwiqv‡Q Zvnv‡K †mBme †kqvi weµ‡qi wb‡`©k cÖ`vb; (N) AvB‡bi 10 aviv e‡j wbeÜxK…Z mb`cÖvß †Kvb ga¨¯^Z¡‡fvMKvixi wei“‡× e¨e¯’v MÖnY msµvš— wb‡`©k cÖ`vb| (O) Kwgk‡bi we‡ePbvq Ab¨ †h †Kvb wb‡`©k cÖ`vb ;

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