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Capital Market

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Listing:
i) The company shall apply to the Dhaka Stock Exchange (the Exchange) with an application fee of Tk. 10,000/= (ten thousand), and shall simultaneously furnish a copy thereof, along with the copies of documents mentioned under subregulation (ii), to the Securities and Exchange Commission (SEC). ii) The company shall, among others, submit the following documents along with the application:- (a) Memorandum of Association and Articles of Association.
(b) A brief profile of the company, including brief particulars of existing sponsordirectors of the company.
(c) Certificate of Incorporation and Certificate of commencement of business.
(d) Audited Financial Statements for the last five years.
(e) Members/shareholders list together with their shareholding position.
(f) Return of allotment(s) filed with the Registrar of Joint Stock Companies and
Firms.
(g) Existing material agreements, including deed of mortgage (if any).
(h) Status of loan, including information concerning loan default, if any, of the company. (i) VAT and Tax identification numbers.
(j) Due diligence certificate from the directors as per format prescribed by the
Exchange. (Annexure No. A)
(k) No objection certificate from the lending bank (s)/financial institutions of the company, if any, where applicable.
(l) Undertaking in the prescribed form as laid down in the listing regulations of the Exchange to the effect that the company shall comply with the securities laws including requirements of the said listing regulations upon listing with the
Exchange.
(m)Relevant resolution (s) of the shareholders in the general meeting of the company and the Board’s resolution, if so authorized, for the purpose of listing with the Exchange.
(n) Credit rating report issued by the credit rating company registered with the commission with minimum investment grade of “BBB”.
(o) Information document as per format

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