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Incorporated Legal Practices Self-assessment Audit
Legal Profession Act 2004 (Section 2.7.22)

SELF ASSESSMENT AUDIT SECTION 2.7.22 LEGAL PROFESSION ACT 2004

Page Number: [1] Version 1.0 – 201207

INTRODUCTION SECTION 2.7.22 SELF ASSESSMENT AUDIT
The Legal Profession Act 2004 (“Act”) contains the key provisions governing the operation of Incorporated Legal Practices (ILPs) and is the source of the Legal Services Board’s (LSB) powers to undertake audits and investigations in respect of ILPs, their legal practitioner directors and executive officers. The LSB has the role of regulating ILPs to ensure compliance with the Act, the Legal Profession Regulations 2005, any legal profession rules and the general law. Working with the Law Institute of Victoria (LIV), the LSB will exercise its statutory role as regulator for ILPs while the LIV will have an educative and member-services focus. Section 2.7.22 of the Act provides that the LSB may undertake an audit to ensure compliance by the ILP with the provisions of the Act. The LSB requires every corporation that engages in legal practice in Victoria to undertake an internal (or self-assessment) audit of its compliance with its obligations under Part 2.7 of the Act. Part A of this form relates to information about your practice. The purpose of this part is to assist the LSB in understanding your practice better to ensure that the corporation is complying with section 2.7.22 of the Act. The information gathered under the LSBs investigative powers relating to audits (s.2.7.23) is confidential and will be used by the LSB in determining whether or not there are factors which may require an external audit or which may raise concerns regarding contravention of section 2.7.35 (undue influence) of the Act. Part B of the form relates to ensuring that the practice has and keeps appropriate management systems. The form outlines...

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